BIOARCHAEOLOGY OF VIOLENCE AND SITE ABANDONMENT AT CASAS GRANDES, CHIHUAHUA, IvIEXICO by CHRISTOPHER MICHAEL CASSERINO A DISSERTATION Presented to the Department of Anthropology and the Graduate School of the University of Oregon in partial fulfillment of the requirements for the degree of Doctor of Philosophy June 2009 11 University of Oregon Graduate School Confirmation of Approval and Acceptance of Dissertation prepared by: Christopher Casserino Title: "Bioarchaeology of Violence and Site Abandonment at Casas Grandes, Chihuahua, Mexico" This dissertation has been accepted and approved in partial fulfillment of the requirements for the Doctor of Philosophy degree in the Department of Anthropology by: John Lukacs, Chairperson, Anthropology Guy Tasa, Member, Anthropology Frances White, Member, Anthropology John Orbell, Outside Member, Political Science and Richard Linton, Vice President for Research and Graduate Studies/Dean of the Graduate School for the University of Oregon. June 13,2009 Original approval signatures are on file with the Graduate School and the University of Oregon Libraries. --------------- © 2009 Christopher Michael Casserino III An Abstract of the Dissertation of Christopher Michael Casserino for the degree of in the Department of Anthropology to be taken IV Doctor ofPhilosophy June 2009 Title: BIOARCHAEOLOGY OF VIOLENCE AND SITE ABANDONMENT AT CASAS GRANDES, CHIHUAHUA, MEXICO Approved: ~ _ Dr. John R. Lukacs The objective ofthis dissertation is to address violence at the archaeological site of Casas Grandes (Paquime) in northwest Chihuahua, Mexico. The reasons for the abandonment ofPaquime are uncertain. The prevailing theory claims this geographic area endured centuries ofwarfare, ritual sacrifice, and at least one massacre; this theory is supported by numerous unburied bodies recovered at the site. These assertions of violence have never been corroborated by osteological data. Data were collected from a sample ofMedio period (A.D. 1200-1450) human skeletal remains recovered from the 1958-1961 excavations at Casas Grandes. These data were synthesized with accelerator mass spectrometry radiocarbon dates, fluoride ion dates, population demographics, and burial context. Frequencies of ante-, peri-, and postmortem trauma were compared to other studies from the Old and New Worlds. vI argue that warfare was not endemic to this region and that a massacre did not occur. Moreover, cannibalism and probably human sacrifice were practiced. I assert that these activities may have been related to the proliferation of the Mesoamerican ballgame in the American Southwest and to Paquime's role as the distribution center of the region's ritual and exotic goods. This dissertation underscores the importance of including skeletal analysis with other lines of archaeological inquiry when answering questions about human behavior. Vi CURRICULUM VITAE NAME OF AUTHOR: Christopher Michael Casserino PLACE OF BIRTH: Anaheim, California DATE OF BIRTH: January, 26, 1967 GRADUATE AND UNDERGRADUATE SCHOOLS ATTENDED: University of Oregon . University of Montana Eastern Washington University Spokane Falls Community College DEGREES AWARDED: Doctor of Philosophy in Anthropology, 2009, University of Oregon Master of Arts in Anthropology, 2001, University of Montana Bachelor of Arts in Anthropology, 1997, Eastern Washington University Bachelor of Science in Biology, 1997, Eastern Washington University Associate ofArts in General Studies, 1994, Spokane Falls Community College AREAS OF SPECIAL INTEREST: Human osteology Forensic pathology Prehistory ofNorthwest Mexico Forensic Archaeology Museum collections management and preservation PROFESSIONAL EXPERIENCE: Anatomy and Exhibit Installation Specialist, Premier Exhibitions, 2008-present Museum Collection Specialist, Northwest Museum of Arts and Culture, Spokane, Washington,2004-present Vll Adjunct Lecturer, Eastern Washington University Departments of Justice Studies, and Geography and Anthropology, Cheney, Washington, 2000-2008 Deputy Medical Investigator, Spokane County Medical Examiner's Office, Spokane, Washington, 2000-2008 Graduate Teaching Fellow, University of Oregon Department of Anthropology, Eugene, Oregon, 2001-2003 Graduate Teaching Assistant, University ofMontana Department of Anthropology, Missoula, Montana, 1999 GRANTS, AWARDS AND HONORS: University of Oregon Institute for Cognitive and Decision Sciences research grant, 2008 Foundation for the Advancement of Mesoamerican Studies, Inc. research grant, 2008 University of Oregon Graduate School research grant, 2007 University of Oregon Department of Anthropology graduate student research award, 2002, 2007 Eastern Washington University Alumni Foundation grant, 1997 Dean's List, Eastern Washington University, 1995-1997 Lambda Alpha Honor Society of Anthropology, Lifetime Hewlett-Packard Employees Scholarship, 1985 Vlll ACKNOWLEDGMENTS This dissertation was supplemented by emotional and financial support of many people, institutions and foundations. First, I wish to thank professors John Lukacs, Guy Tasa, Frances White, and John Orbell for their support and critique while doing the fieldwork and writing this dissertation. Particularly, Dr. Lukacs has read and commented on earlier drafts of this paper and others, and I feel the finished product is much stronger because of his efforts. Second, I am indebted to my wife, Alicia, and my children Christina and Anthony, who have suffered years of displacement and neglect due to my pursuit of higher education. They were my lifeline in times of extreme mental stress. My extended family, both consanguineal and affinal, have also shown tremendous support. Third, a number of friends and colleagues have contributed to the completion of this dissertation in ways too numerous to mention. In the U.S., thank you to: Cam Walker, Sarah Keller (Eastern Washington University), Michael Whalen (University,of Tulsa), Todd Pitezel (University of Arizona), Sophie Kohn (University ofNew Mexico), John Ross (Eastern Washington University, Emeritus), Art MacWilliams, John Roney, colleagues at the Northwest Museum of Arts and Culture, and colleagues (past and present) at the Spokane County Medical Examiner's Office. In Mexico, gracias to: Luis Tena, Eduardo Gamboa, and Elsa Rodriguez at !NAB, Chihuahua; Roberto Garcia Moll at the Consejo de Arqueologia, Mexico, D.F.; Laura Vasquez at the Museo de las Culturas del Norte; Spencer and Emi MacCallum, and; the people of Casas Grandes. No IX gracias to the Mexican aduana agent who extorted fifty dollars from me while crossing the border during the second trip. This research was supported by grants from the Foundation for the Advancement of Mesoamerican Studies, Inc. (Grant #07009), the University of Oregon Graduate School, the University of Oregon Department of Anthropology, and the University of Oregon Institute for Cognitive and Decision Sciences. For Alicia, Christina, and Anthony x Xl TABLE OF CONTENTS Chapter Page I. INTRODUCTION 1 Research Objectives 6 Hypotheses 8 Significance...................... 9 Organization of the Dissertation 9 II. THE CASAS GRANDES REGION 11 Defining the Geographic Study Area.................................................................... 11 The Site and Its History 13 Site Chronology ,. 18 Cultural Connections............. 19 Paquime's Genesis and Decadence 23 Mesoamerican Influence . 24 Development and Emergence ofPaquime 27 III. REVIEW OF THE OSTEOLOGICAL LITERATURE 32 Burials 32 The Nature and Properties ofBone....................................................................... 38 The Timing and Types of Bone Fracture 39 Cause and Manner ofDeath from the Skeleton.................................................... 41 XlI Chapter Page Case Studies.......................................................................................................... 46 Cannibalism Diagnosis 49 IV. MATERIALS AND METHODS.......................................................................... 53 Sampling............................................................................................................... 53 Data Collection 55 Burial Provenience Data 56 Sex and Age Determination 56 Methods of Data Analysis..................................................................................... 62 Dating.................................................................................................................... 63 V. RESULTS 66 Sample Population Demographics............................................ 66 Non-Interred Skeleton Burial Provenience 69 Antemortem and Perimortem Fractures 69 Peri-/Postmortem Fractures................................................................................... 72 Spatial Distribution 81 Skeletal Element Representation 82 Fluorine Dates 85 AMS Radiocarbon Dates 87 VI. EVALUAnON OF HYPOTHESES 89 Hypothesis 1: Intergroup Violence Was Endemic in the Casas Grandes Region............................................................................................................. 90 Xlll Chapter Page Hypothesis 2: The Final Population ofPaquime Was Massacred 92 Hypothesis 3: Human Sacrifice and Cannibalism Were Practiced at Paquime 94 VII. DISCUSSION...................................................................................................... 98 Warfare.................................................................................................................. 98 Massacre.. 100 Human Sacrifice and Cannibalism. 102 Element Representation ofFragmented Skeletons........... 106 Non-Osteological Evidence: Chronometric Dating and Burned Structures 107 VIII. CONCLUSION 110 Contributions of This Research...... 111 Future Research Directions... 112 APPENDICES ;.. 113 A. INDIVIDUALS INCLUDED IN STUDY SAMPLE 113 B. DETAILS OF FLUORINE ANALySIS 116 BIBLIOGRAPHY 118 XIV LIST OF FIGURES 1. Artist's depiction of the massacre at Paquime 2 2. Las Cuarenta Casas site Near Madera, Chihuahua, Mexico 4 3. Site excavation photo of "Burial" 14-1 5 4. Casas Grandes site plan......................................................................................... 17 5. Relationship of Casas Grandes with other chronologies.... ..... ..... ...... ... .... ..... ...... 20 6. Casas Grandes burial types 34 7. Demographics of the study population 67 8. Age distribution ofNIS and IS 67 9. Normal ulna, ulna with healed fracture................................................................. 72 10. Old adult male with healed cranial and facial fractures........................................ 73 11. Portion of child's parietal with hinge fracture...................................................... 73 12. Portion of frontal bone showing unhealed depressed fracture.............................. 74 13. Age distribution of group with postmortem modification 74 14. Longbone fragment showing various types of peri-/postmortem damage............ 75 15. Pelvic innominates ofa single individual showing postmortem removal of iliac blades 76 16. Second cervical vertebra with cutmarks on the odontoid process 78 17. Longbone assemblage from a single individuaL.......... 79 xv Figure Page 18. Partial skull showing multiple diagonal cutmarks running upper right to lower left across the frontal bone 79 19. Charred and fragmented skull.......... 80 20. Distribution of postmortem modified remains by burial provenience and unit.... 82 21. Bone fragment count (arms and legs considered separately)................................ 84 22. Bone fragment count (alllongbones pooled)........................................................ 84 23. Fluoride ion concentration distribution................................................................. 86 24. Comparison of the distribution of fluoride concentration between populations... 86 25. Raw AMS dates plotted against their calibrated dates.......................................... 88 26. Comparison of antemortem and perimortem trauma between Paquime and other selected sites.......................................................................................... 91 27. Complex burial 44 A-L-13.................................................................................... 105 XVI LIST OF TABLES Table Page 1. Skeletal sexing attributes 59 2. Total counts and frequencies of sex by sub-population........................................ 68 3. Provenience and count ofNIS skeletal material................................................... 70 4. Detail of skeletal trauma separated by timing....................................................... 71 5. Tally of fractures by timing and location.............................................................. 71 6. Summary of postmortem skeletal modification...... 77 7. Comparison ofPaquime with Southwest sites showing evidence of cannibalism........... 80 8. Comparison of skeletal element frequencies between a laboratory skeleton and Paquime............. 85 9. Summary ofAMS and fluoride data...... 87 10. Comparison of skeletal damage and preservation associated with different types of corpse processing.. 89 XVll LIST OF MAPS Map Page 1. Location of Casas Grandes (Paquime) 14 CHAPTER I INTRODUCTION "Archaeological interpretations ofconflict rely on the preservation and interpretation ofartifactual and human remains. The question arises: Where are all the dead people or other material indicators that could provide evidence ofthese wars for Nlesoamerican archaeologists? What do physical anthropologists have to say about this matter?" ---M Nicolas Caretta (2008:387) Casas Grandes, or Paquime (CHIH:D:9: 1) in northwest Mexico has been called the largest and possibly most complex prehistoric community north of Mesoamerica (Whalen and Minnis 2003 :315). In spite of this, the amount of research dedicated to the Casas Grandes region is vastly overshadowed by that undertaken in the United States Southwest and central Mexico. Thus, Casas Grandes has largely been overlooked for its potential as a window into the connections between the two (Cordell 1984). Many questions about Paquime remain unanswered. For instance, its rapid development and abandonment remain poorly understood. While several scenarios have been proposed for its rapid population growth, only one has been advanced for its abandonment. Archaeologist Charles DiPeso theorized the city fell into economic despair (DiPeso 1974; DiPeso et al. 1974). Then the people who, for "two and a half generations sat idly by and watched the magnificent city ofPaquime fall into disrepair", were massacred by invaders and the city burned (DiPeso 1974:2:319) (Figure 1). This 1 --- -------------- ---------------------- 2 theory, based on speculation and a discredited dating sequence, has never been subjected to testing. The general objective of this study is to use bioarchaeology to address conflict in Northwest Mexico to give a clearer understanding of cultural dynamics. Larsen (2002: 119) defines bioarchaeology as the study of human remains from archaeological contexts. DiPeso primarily uses a toppled shrine and over 100 non-interred skeletons as evidence of a massacre that followed centuries of regional warfare (1974:2:612-613). LeBlanc (1999:252) believes that if this number of dead is extrapolated to account for all those killed site-wide, the number could equal 1,000 to 2,000. This implies that one of the greatest massacres in the prehistoric New World occurred at Paquime. Figure 1. Artist's depiction of the massacre at Paquime (DiPeso 1974). 3LeBlanc (1999:200-203) argues that settlement patterns and locations changed during the Hohokam Late Period (this corresponds to the Medio Period at Casas Grandes). People aggregated in larger settlements that were built in defensive locations (situated high or in relatively inaccessible locations) (refer to Figure 2, for example). Large sites were often built around a good domestic water supply and had cisterns or reservoirs for water storage. Architecturally, these sites could have bastion comers that facilitated defense or could be fortified around their perimeter by the high exterior walls of the apartment blocks, leaving a protected central plaza for public activities. Casas Grandes shows some features that may have served defensive purposes (LeBlanc 1999:253). The House of the Serpent (unit 11) has a bastion corner and other angled exterior walls that could have facilitated defense of the structure. A related site, the Cerro de Moctezuma, located 7 kilometers to the west, is a hilltop sentinel with a pueblo settlement located at its base. Though its function is currently unknown, one possibility is its use as a signaling tower (DiPeso 1974:2:362-364; LeBlanc 1999:253; Swanson 2003). In fact, Swanson (2003) found that signaling 'stations' up to 75 kilometers away were possibly integrated through a signaling system. Whether this system was for simple communication or warning is unclear at present. Lambert (1997) asserts that skeletal remains can provide a valuable source of information regarding patterns of conflict in prehistory. She believes defensive sites and structures can only suggest the threat of intrusion, while skeletal injury documents actual events. Similarly, Caretta states: "Archaeological interpretations of conflict rely on the preservation and interpretation of artifactual and human remains" (2008:387). 4Figure 2. Las Cuarenta Casas site near Madera, Chihuahua, Mexico is built into a rock shelter high on the side of a river canyon. It is only accessible from below. Thus, it is surprising that skeletal remains have been excluded from discussions of violence at Casas Grandes in the fifty years since its excavation. The effects of warfare and site abandonment were likely far-reaching due to its recognized importance as a regional trading and ceremonial center in prehistory. Redfern (2008:282) asserts that disarticulated or fragmentary remains have been incorrectly perceived by archaeologists and biological anthropologists as having little data potential. This is especially true ofPaquime as the fragmentary non-interred skeletons have been largely excluded from analyses in the 35 years since DiPeso declared them the remains ofthe massacre. Since then, studies of another non-interred assemblage from Ram Mesa, New Mexico (Ogilvie and Hilton 2000) found evidence ofwitch killing, while studies of similar assemblages from throughout the Southwest and Great Basin found evidence ofcannibalism (Edgar and Sciulli 2006; Flinn et al. 1976; Haverkort and Lubell 1999; Hurlbut 2000; Lambert et al. 2000; Novak and Kollmann 2000; Turner and Turner 1999; White 1992). Similar studies from Mexico have also discovered cannibalism (Caceres et al. 2007; Pijoan et al.2007; Villa et al. 1986). Evidence of warfare and massacre has been detected on non-interred skeletal remains from the Great Plains (Owsley et al. 1977; Willey 1990). This new era of osteological research opens doors to the available interpretive possibilities. Figure 3. Site excavation photo of "burial" 14-1, in room fill 20 em above living floor. This is one of the deposits thought to be the remains of a victim of the Paquime massacre. (Photograph number CG-F/61. Courtesy of the Amerind Foundation, Inc., Dragoon, Arizona. Alfred Cohn, photographer.) 5 6Research Objectives This dissertation will utilize multiple lines of evidence to answer three important yet unresolved questions. First, was there violent inter-group conflict in and around Casas Grandes, and if so, did it playa significant role in the abandonment of the city? Second, did a massacre mark the end of the city's occupation? DiPeso's (1974; DiPeso et al. 1974) massacre theory is based on burned structures and the recovery of skeletons, which lacked evidence of formal burial. He believed the unburied skeletons were the remains of the city's final occupants who were murdered and covered by burning architectural debris as the city collapsed following ignition (DiPeso 1974, DiPeso et al. 1974). These two objectives are integrally related since the second is largely predicated on the first. A third question will also be addressed. Were human sacrifice and cannibalism practiced at Paquime? Human sacrifice in the New World is well-known (Benson and Boone 1984; Gaither et al. 2008; Pijoan and Mansilla 1990). DiPeso writes oftrophy skulls and skeletons that were found in what may have been sacrificial poses and proveniences (under the ballcourts and posed around the base of a structural support pillar). Did the Paquimeans practice other rituals involving destruction of the human body? Although controversial, many osteological studies have documented the practice ofcannibalism in the Southwest (Flinn et al. 1976; Haverkort and Lubell 1999; Hurlbut 2000; Novak and Kollmann 2000; Turner and Turner 1999; White 1992). Similar accounts have been offered from Mexico (Pijoan et al. 2007). 7This dissertation will question many of DiPeso's interpretations of the archaeological material. He advanced the idea that Toltec pochteca (merchants) traveled to northwest Mexico and inspired the local inhabitants to build the city ofPaquime in A.D. 1060. He believed the pochteca were responsible for the coordination ofthe city as a regional production and trade center, sending exotic birds and other luxury items to the Southwest and central Mexico. Under their control, war became necessary to manage the satellite communities subjected to Paquime's authority. Corrected dates of occupation for Paquime place its florescence after the fall of the Toltecs (Dean and Ravesloot 1993). Hence, the Toltec pochteca explanation unravels, taking with it the warfare complex. Subsequent publications (e.g. LeBlanc 1999; Lekson 1999a) are based on the warfare/massacre theory, which also brings them into question. Armed with these new dates, many general questions answered by the 1974 Casas Grandes site report need to be revisited, for instance: 1) why were they engaged in warfare?, and if a massacre occurred, why?, and 2) why did the invaders flee such a fertile valley afterward? Specific questions regarding the burials must also be addressed: 1) why are there so few burials at Casas Grandes?, 2) why is there a disparity in representation of the sexes?, and 3) does Casas Grandes share any mortuary similarities with other sites that might explain these inconsistencies? Resolution of these questions with physical evidence will paint a truer picture of the occupation and abandonment of Paquime. 8Hypotheses Three hypotheses will be tested in this dissertation. The first hypothesis: Violence was endemic in the Casas Grandes region. To evaluate this hypothesis, the trauma frequency of the formally interred group will be compared to other sites. These comparative assemblages will be ones known to have a history of warfare and those without. This hypothesis will be confirmed if the trauma frequency at Casas Grandes is similar to those sites where warfare has been validated with both osteological and artifactual evidence (i.e. defensive location and structures, warrior imagery, armanlents). The second hypothesis: The final population ofPaquime was massacred. This hypothesis will be evaluated by comparing trauma frequencies of the formally and informally buried groups. If I find that trauma frequencies of the informally buried group are significantly higher than that of the formally buried group, the hypothesis will be confirmed. If the informally buried group represents a massacre, then injury should show no predilection for sex or age (Owsley et al.1977; Willey 1990). If all the non-interred individuals died violently, then most or all of the skeletons will show unhealed skeletal injuries. Fluoride ion concentration analysis and accelerator mass spectrometry radiocarbon (AMS) dates from both groups will be compared. A terminal massacre would be characterized by similarities in low fluoride ion concentration among the informally buried individuals as compared to the formally buried, which should show a pattern of continuous fluoride ion concentrations throughout the time period of occupation. AMS dates from selected individuals will be obtained for absolute dating of the massacre. 9The third hypothesis: Human sacrifice and cannibalism were practiced at Paquime. This hypothesis will be evaluated by comparing the types and patterns of trauma found at Paquime with those from sites where warfare, massacre, witch killing, cannibalism, and simple mortuary corpse processing have been verified. The hypothesis will be confirmed if the types and patterns of trauma at Paquime are similar to sites where evidence of human sacrifice and/or cannibalism has been found. Significance In addition to DiPeso and colleagues' (1974) original site report, osteological research at Paquime has been limited. This dissertation will add to the small body of work by scholars interested in the biology of the people ofPaquime. It will make three major contributions. First, it will clarify the abandonment of the city and build a better understanding of the interactions of its people with others in the region. These interactions may have had wider reaching consequences for groups in central Mexico and the United States Southwest. Second, it may provide insight into the nature and patterns of prehistoric violence in the New World and a better understanding of the prehistoric foundations of modern violence. Finally, this research will introduce the first AMS dates taken directly from human bones at Paquime. Though these dates are few, they will certainly assist in more precisely revising the chronology at Paquime. Organization ofthe Dissertation Chapter II describes the study area and the difficulties ofdefining it geographically. It describes what excavation has revealed about the prehistory of the Casas Grandes region, and insight into cultural connections to the south and north. 10 Chapter III describes the burials and summarizes the application of osteological analysis to archaeology. Brief treatment is given to prior osteological studies done at Casas Grandes, followed by a discussion ofthe properties of bone and bone fracture, and the challenges associated with determining cause and manner of death. Chapter IV describes the sample selection process and methodologies employed in osteological data collection, demographic analysis, data analysis, and chronometric dating. Chapter V presents the results of the osteological and statistical analyses, and chronometric dating along with results of the skeletal element representation analysis. Chapter VI discusses the results within the context ofthe three hypotheses. Chapter VII discusses site-wide applications of the results and the influence culture may have played in the observed burial attributes. Chapter VIII summarizes and draws conclusions about the research and offers ideas on future research directions related to this project. A final series of appendices presents supplementary information, which is followed by the bibliography. 11 CHAPTER II THE CASAS GRANDES REGION Defining the Geographic Study Area The term Southwest has been used to describe an expanse of north and central America that includes parts of the United States and Mexico. Cordell (1997) describes its north-south geographic boundaries as beginning at Durango, Colorado and terminating at Durango, Mexico and its east-west boundaries as beginning in Las Vegas, New Mexico and extending to Las Vegas, Nevada. The Southwest culture area distinguishes itself from neighboring cultures by the practices of digging stick agriculture to cultivate the staples of com, beans, and squash, the use of manos and metates (grinding stones), the manufacture of high-grade pottery, the construction of multiroom pueblo villages and rancherias (dispersed settlements), and the occasional development of more complex towns with unique forms of public architecture. This culture area lacks state-level government and accompanying social stratification, a developed writing system, and large urban centers with monumental architecture on the scale of the Oaxacan pyramids (Cordell 1997:4). The geographic area often referred to as Northwest Mexico is problematic in its inclusion in geographically inclusive terms such as "the Southwest" or "Greater Southwest." These terms derive from their geographic position within North America. The difficulty of affiliating Casas Grandes and other northern Mexican pueblo-type sites with a larger geographic area lies in their enigmatic position below the United States- 12 Mexico border, and the numerous cultural similarities they share with the Southwest. The terms "Southwest," "American Southwest," and "Greater Southwest" are inappropriate in that they imply the exclusion of northern Mexico. Likewise, DiPeso's term "Gran Chichimeca," which he devised to include the expanse of land on both sides of the international border thought to have been inhabited by the Chichimec people, is a derogatory term derived from the Nahuatl term for "lineage of the dog" (Coe and Koontz 2002; DiPeso 1974). Thus, it is culturally insensitive and will not be used. If one looks at the cultural similarities between the pueblo sites in northern Mexico and the United States Southwest, the international distinction would become less obvious. A recent edited volume (Webster et al. 2008) takes this issue to task, noting the inclusion of such terms as "North American Southwest" and "the western U.S.-Mexico borderlands" (McBrinn and Webster 2008:3), and; "Arid America" and "Oasis America," (Mendiola Galvan 2008:294). However, no nomenclatural consensus is reached in the volume. Riley (2005) prefers the term Aztlan. This Aztec word referred to the mythical "Place of the Herons," from which the Aztecs believed they originated. This place was far to the north and west of the Aztec kingdom. Spanish accounts cite that the Aztecs allegedly undertook a pilgrimage to Aztlan sometime during the reign of Moctezuma I (A.D. 1440-1469) (Riley 2005:5). Riley (2005:6) defines Aztlan geographically as: "generally bounded by the southern Great Plains and the northern Mexican plateaus to the east, and the southern flank of the Rocky Mountains to the north. Its western boundary is the lower Colorado River and Gulf of California. To the south a fuzzy line of demarcation runs from the major Sonoran river basins eastward across the Sierra Madre Occidental through the high plateaus and interior basins of Chihuahua and Coahuila. In 13 modem tenns the region includes the U.S. states of Arizona and New Mexico, as well as parts of Utah, Nevada, Colorado, California and Texas. In Mexico it encompasses much of Sonora and Chihuahua, with influences that reach into portions of Sinaloa, Durango, and Baja California Norte." Further compounding the problem, Casas Grandes shares a number of similarities with cultures of central Mexico and the pueblo cultures in Arizona and New Mexico. In this dissertation I will consider Casas Grandes as part of Northwest Mexico, interacting with cultures to the north and south. I prefer to think of it as part of the "borderlands" or on the "frontier" due to its intennediate location in the expanse of land north of the great cultures of central Mexico and south of the pueblo cultures of the Southwest. For me, this obscures the modem international border and forces one to look at the Casas Grandes culture with respect to its state-level neighbors to the south and the pueblo cultures to the north. This concept seems useful as the Casas Grandes culture shared attributes of both and should be considered unique in this respect. The Site and Its History The cultural phenomenon known as Casas Grandes existed from about A.D. 800 and peaked from about A.D. 1200 to about 1450 with the florescence ofthe city of Paquime. The site is located on the vast, fertile floodplain of the Casas Grandes River in northern Chihuahua, Mexico, approximately 120 km south of the Mexico-New Mexico border in the relatively high Basin and Range country (Map 1). Several small rivers-the Cannen, the Santa Maria and the Casas Grandes-are located in the vicinity of Casas Grandes and likely attracted people to the area prehistorically. The Casas Grandes River is the largest in northwest Chihuahua, and the floodplain within a 5 km area of the site is 14 150, 1s N l' u·s • ..q miles kilometers * Archaeological S~e o I o EIPasoU. S. A. ~---.-----p,a!omas Cd. Juarez ~ -1'- __ I \ \ I • Janos \ Nuevo Casas Casashrandes • Grandes Paq1me *. I t J I ( I I Mader:, \ \ / ( • CHIHUAHUA / \ /(--/. / < \ Cuauhtemoc , / -J \ / :J \lI" \ ( :z:: ,.. "- \ "t' ,..1 I -..../"-- ' ? (- 'J "~- \ SINALOA ~ ( " J DURANGO)-_/ Map 1. Location of Casas Grandes (Paquime). estimated to have sustained 3,000 people (Whalen and Minnis 2003:319). A nearby natural spring and an underground well at the site provided ample potable water. Whether the people of Casas Grandes were hunting, gathering, or farming, this land at the eastern foot of the Sierra Madre Occidental was a very good area to forge an existence. In fact, it may have been one ofthe best places in northern Mexico and the United States Southwest to make a living (Whalen and Minnis 2001a:320). The modem-day people in this area continue to exploit it for the same reasons. 15 The first record ofPaquime made by a European was that of Baltasar de Obregon, a Spanish servant to King Phillip II, who in 1565 passed through the Casas Grandes valley on an expedition into northern Mexico (Hammond and Rey 1928). Obregon, so impressed with the enormity and skillful construction of the city, wrote it "seemed to have been built by the ancient Romans" (Hammond and Rey 1928:205). He further describes the six- to seven-story walls as being solidly built, whitewashed and painted in color with pictures. Architectural features such as floors and patios paved with stones resembling jasper, and the large wooden pillars supported by circular stones were also noted. He describes the Casas Grandes valley as "fertile and beautifuL .. surrounded by splendid and rich mountains and small mountain ridges ...the most useful and beneficial of all the rivers we found in those provinces," (Hammond and Rey 1928:206). Obregon talked (using signs, not words) with nearby native peoples to find out where the former occupants had gone. He writes: "they were settled and living six days down the river toward the north, and that they had been forced to move away on account of the war waged on them by their enemies who came from the other side of the mountains. They added that about four days to the west lived many other people who occupied houses of great height, who wore clothes, and who possessed large amounts of cotton clothing, com, beans, calabashes, fowls, and native cattle" [i.e. they had knowledge of Southwestern people] (Hanunond and Rey 1928:208). The site was excavated by the Joint Casas Grandes Expedition (lCGE) from 1958 to 1961, a collaborative effort between the Amerind Foundation of Dragoon, Arizona, and the Instituto Nacional de Antropologia e Historia (INAH) of Mexico (DiPeso 1974). The project was under the direction of Charles DiPeso, and in his estimation excavated 16 approximately 42 percent of the total settlement (DiPeso 1974; Woosley and Olinger 1993). In addition to the architectural features of the massive city, the excavation unearthed abundant ceramics, nearly four million pieces of shell, the remains of turkeys, macaws, and 576 human burials. One hundred twenty-nine of these individuals were recovered from the surfaces of residential floors and plazas, and in room fill above the floors rather than the customary formal sub-floor burial context (DiPeso et al. 1974:8:325). DiPeso interpreted 126 of these non-interred bodies as the mortal remains of "women, children, old people, and men of fighting age who died at the hands of an enemy people on the fatal day of the city's destruction" (DiPeso, 1974:2:639). Excavation found it to be one of the largest prehistoric or protohistoric pueblos, boasting I-shaped Mesoamerican style ballcourts, flat topped mound structures, and multistoried apartment structures (Whalen and Minnis 2001a:3) (Figure 4). It was composed of multi-story poured adobe apartment complexes that served as the core, with public and sacred ceremonial spaces such as flat-top mounds, plazas, agave roasting pit~, and ball courts built around it (Cordell 1997; Whalen and Minnis 2001a). According to DiPeso (1974), the total number of rooms was close to 2,000, which he believed would have housed a minimum of approximately 2,240 people and a maximum of4,700 people. 17 / Cisf8rn 1-23 U...il designotiol'i~ @ W;Jter oreos = Wn~er !>y!>lem ~ WoJls or unll boundaries C3,0 South Plaza /' 0;l\l/ .f~~:!5 . Bollcourt/ . . ~r.~OlE...!!.~ _~/!!!J!r.e.~.-/ ," T Meters r====~--'l o 50 100 .". ."':-::. --- '- .. ."' . ...-....~ .. ---- 8 Figure 4. Casas Grandes site plan (from Dean and Ravesloot 1993). Unit 1: House of the Ovens Unit 2: Mound of the Cross Unit 3: Ball Court 1 Unit 4: The Mound of the Offerings Unit 5: Mound 1-5 Unit 6: Buena Fe phase ranch-style compound Unit 7: Retaining wall and room Unit 8: The House of the Well Unit 9: Mound of the Heroes Unit 10: Mound of the Bird Unit 11: The House of the Serpent Unit 12: The House of the Macaws Unit 13: The House of the Dead Unit 14: The House of the Pillars Unit 15: House cluster Unit 16: The House of the Skulls Unit 17: Ball Court II Unit 18: South Plaza rooms Unit 19: House cluster Unit 20: House cluster Unit 21: North house Unit 22: House cluster Unit 23: House cluster 18 Site Chronology The site's chronology is divided into two periods, the Viejo (A.D. 800-1200) and the Medio (A.D. 1200-1450) (Figure 5). DiPeso's dates of occupation, which were based on non-cutting tree-ring dates, further divided each period into phases. The Viejo period contained the Convento, Pilon and Perros Bravos phases; the Medio period contained the Buena Fe, Paquime, Diablo and Tardio phases. The Buena Fe phase (A.D. 1060-1205) was characterized by the beginning of intense construction andurban renewal which came to its pinnacle during the Paquime phase (A.D. 1206-1260), before falling into disrepair during the Diablo phase (A.D. 1261-1340). Schaafsma and Riley (1999:Table 1) assert there is inadequate evidence to make phase distinctions in the Medio period. The Casas Grandes chronology has been a subject of contention among Southwest archaeologists since it was initially proposed by DiPeso. This is due mostly to inconsistencies between the dendrochronology and the ceramic sequence. Ironically, a major focus of the lCGE was to build a chronology of the Casas Grandes region to aid in placing it in the Southwest scheme (DiPeso et al. 1974:4:9). Three hundred eighty-six tree-ring samples were collected, which produced 53 dates that span the "interval from A.D. 1044 to 1338 (Dean and Ravesloot 1993:89; DiPeso et al. 1974:4:13). These samples came from twenty-nine rooms in five architectural units. However, the samples did not represent actual cutting dates as a number of the outer rings were removed when shaping the beams and posts during construction. DiPeso made the crucial error of assuming few rings had been removed and treated the samples as near cutting dates (Dean and Ravesloot 1993:89). He used these assumed dates, ceramic distributions, 19 obsidian hydration dates, and radiocarbon dates from other area sites to develop the controversial Casas Grandes chronology (Dean and Ravesloot 1993:89-91; DiPeso et al. 1974:4:13). In 1993, Jeffrey Dean and John Ravesloot re-evaluated the Casas Grandes tree ring dates. Using a regression equation to estimate the number of outer rings lost during construction, they were able to estimate dates from 45 samples. These dates spanned from A.D. 1160 to 1419. The bulk of them (thirty-nine) fell in the thirteenth and fourteenth centuries, demonstrating that construction was concentrated during this time. Furthermore, they believed the site may have been inhabited as late as the 1470's (Figure 5). This new chronology correlates better with the Southwest ceramic and cultural sequences and is believed to be more accurate than the one DiPeso proposed. Cultural Connections Several scholars see similarities between Paquime and Mesoamerica, and the group of sites at Chaco Canyon, New Mexico (DiPeso 1974; LeBlanc 1986; Lekson 1999a; 1999b; Lister 1978). DiPeso (1974) attributed the origin ofPaquime to the Toltecs of the Valley of Mexico due to their contemporaneity (according to his original dating scheme), and the presence at Paquime of several Mesoamerican elements. These included stone disc post foundations, t-shaped doorways, colonnaded structures, decorated effigy vessels, copper bells, macaws, ballcourts, plazas, platform mounds, and images on pottery ofthe plumed serpent god Quetzalcoatl. Several of these elements are found at other sites throughout the United States Southwest (Cordell 1997; LeBlanc 1986; Whalen and Minnis 1996). These elements, associated with the Mesoamerican Mixteca- Figure 5. Relationship of Casas Grandes with other chronologies. 20 1400 Cliff Phase Medio Tardio Pueblo IV 1300 .9 Diablo'0 Late Pithouse Classic Period Convento Pueblo I800 700 Early Pithouse A.D. (Phases) Basketmaker II Period Mesoamerican New Casas DiPeso's Southwest Mimbres Chronology Grandes Original Pecos Chronology Chronology" Chronology Chronology aafter Dean and Ravesloot, 1993. Puebla style probably originated in the Valley of Mexico diffusing up the western coast and into the American Southwest and Paquime via trade (Coe 1994). The influence of Casas Grandes in the Southwest is believed to have superceded that of the Mimbres Valley Classic Animas Phase (A.D. 1100 to 1350). This is reflected in the ceramic assemblage containing Playas Red Incised, El Paso Polychrome and Ramos Polychrome, which is used as evidence of a close cultural association between the Mimbres Valley and Casas Grandes (Cordell 1984). The shift from cobble-walled structures to adobe and the move to the south of the Mimbres Valley may also be evidence of this (Cordell 1984). 21 It is generally agreed that Casas Grandes served as the hub of a regional system based on trade and a common system of religious beliefs (Cordell 1984; DiPeso et al. 1974; Douglas 1995; Whalen and Minnis 2001a). The Casas Grandes regional system bears similarities to the Chaco Canyon system due to its central core area and satellite communities. Likewise, both systems were linked through a system of roads, paths, and possibly a signaling system (Corde111984; DiPeso 1974; Lekson 1999a; Swanson 2003). A minor difference is that the Chaco core area consisted of several settlements within Chaco Canyon whereas the Casas Grandes core consists of a single, large settlement with several smaller outlying communities (Cordell 1984; DiPeso et al. 1974; Lekson 1999a). In terms of size, Paquime is about six times larger than the next largest regional settlement (Whalen and Minnis 2001a). Casas Grandes has been recognized as the primary center of the region since the publication of the site report (DiPeso 1974; DiPeso et al. 1974). However, the degree and extent of its influence have been the subject of recent discussion. Whalen and Minnis' (2001a) book on the Casas Grandes region is the culmination of extensive surveys. They see the Casas Grandes region as operating through a core-periphery relationship. The core-periphery model is based on Wallerstein's (1974) 'world system' theory, which proposed that a dominant civilization (the core) subjected less powerful groups (the periphery) to its authority. DiPeso (1974) referred to these elements as the "donor" and "recipient" cultures. Wallerstein's (1974) ideas were more specific to European colonialism and have been modified into the core- 22 periphery model in order to make it more applicable to societies throughout human history and prehistory (Whalen and Minnis 200la). Whalen and Minnis (200la:38) believe Casas Grandes was the center of the area's economic, ritual, and political structure that manipulated the flow of material, energy, and even people on at least a regional level. According to them, the center emerged as the result of peer-polity exchange. The peer-polity approach uses conflict between social groups of approximately comparable size and social complexity as the stimulus for change and integration of diverse cultural trappings within a geographic area (Whalen and Minnis 2003). They believe the Medio period settlements were arranged into three levels of interaction: the Inner, Middle, and Outer Zones. The Inner Zone extended about 30 kIn around Casas Grandes and was the area ofmost intensive interaction, characterized by the occurrence of the highest concentration of large to very large communities, the most ritual architecture, and the most exotica. The Middle Zone extended to the northwest of Casas Grandes to a distance of 30-60 kIn and is characterized by smaller communities, a lower concentration of large settlements and the absence of very large settlements. The Outer Zone extends 100- 150 kIn farther north and west to the Carreras Basin, just below the southwest comer of New Mexico (Whalen and Minnis 200lb:3l8-3l9). Though viewed by DiPeso (1974) as a brutal centralized authority over all of northern Mexico and the American Southwest (an opinion rooted in: his belief that Paquime operated as an extension of the Mexican Toltec state), Whalen and Minnis (200la, 2001 b) have proposed an alternative view based on their region-wide survey 23 data. Their rank-size distribution comparison of sites in the Inner and Middle Zones shows consistencies with different levels of integration. Rank-size graphing is more thoroughly discussed in Whalen and Minnis (2001 a). This comparison showed that the Inner Zone settlements, including Paquime, bore a distribution characteristic ofa settlement system made up of a regionally dominant center with a relatively independent, loosely organized adjacent area and settlements that lacked significant integration. The Middle Zone's distribution was more suggestive of a low degree of organization and integration lacking a centralized settlement. Sociopolitically, Paquime is characterized as a mid-level society (Whalen and Minnis 2001a), which shares similarities with ranked chiefdoms (Bailey and Peoples 1999). Mid-level societies are characterized as having developed beyond egalitarianism, but lack formal stratification and rigid decision-making hierarchies and bureaucratic authority (Whalen and Minnis 2001a). While it appears there was no rigid social stratification, there were likely people of higher status who regulated the flow of prestige and trade goods, and who were in charge of urban planning and organizing labor for such public projects as the building and maintenance of the water distribution system and ceremonial areas of the city. These differences in status are reflected in the uneven distribution and quality of burial goods (Ravesloot 1988). Paquime's Genesis and Decadence Much of the confusion surrounding the origin and affinities of Paquime lies in the presence of a mixture of cultural elements from both the United States Southwest and Mesoamerica. An early account by Bandelier (1890) attributes the origin of 24 Paquime to the Southwest, an idea that pervaded the archaeological literature of the early 20th century (Brand 1935; Carey 1931; Ekholm 1940; Kidder 1916; Lister 1958). Brand (1935:287) went so far as to say "the prehistoric or archaeologic cultures of Northwest Mexico are definitely Southwestern in affiliation," due to their lack of Mesoamerican cultural elements as identified by Kroeber (1928). It is difficult to escape the fact that pueblo style adobe architecture characterizes the city ofPaquime and its contemporaries in northwest Mexico (Cordell 1997; Whalen and Minnis 2003). Mesoamerican Influence It is widely recognized that Paquime was a ceremonial center that produced and facilitated trade of exotica, much of it associated with religious rites. Much of DiPeso's argument for ritual human sacrifice rests on the discovery of ceremonial ballcourts and recovery of ritual paraphernalia at the site. The ballcourts may figure prominently into arguments that human sacrifice and cannibalism were operating at Paquime. The ballgame was important to the ancient Mesoamericans for many reasons. It was used as a stage for performances of rituals and sacrifice, and as a means for the acquisition and consumption of goods (Fash and Fash 2007:267). Players acted out dramas tied to fertility and the agricultural cycle, and for settling disputes between communities (Fash and Fash 2007:270-271). A contest that marked a sacred event served to stimulate production, acquisition, and consumption of sacred and secular goods in the same fashion as sporting events do today (Fash and Fash 2007:278). It was truly a multipurpose event. 25 Certainly Paquime was a center for the collection and production of exotic materials, though the degree to which the city exported these items is still contentious. The abundance of west Mexican goods shows the city was part of the extensive Aztathin trading system (DiPeso 1974:2:625-629; Kelley 2000; VanPool and VanPoo12007: 135), a system that could have served as the vehicle for diffusion of the ballgame up the west coast of Mexico and east to Paquime (Wilcox 1991:105). The VanPool's (2007) argue that an emerging ruling class developed a complex ritual-religious system to reduce the increased scalar stress that resulted from the growing settlement and the demands on the population as the users and distributors of the region's exotica (macaws, shells, and copper bells, minerals). This ruling class synthesized the existing religious structure with imported symbolism, creating a system that utilized exotica, the Mesoamerican ballgame, tobacco shamanism, and esoteric knowledge of how the universe operated (VanPool and VanPoo12007:133). The elites centered themselves as performers of rituals and intermediaries between the natural and supernatural worlds, images of which are depicted in abundance on Casas Grandes polychrome pottery (Davis-Salazar 2007:197; VanPool and VanPool 2007). Davis~Salazar (2007: 198) argues that accumulation and control of ritual objects in the hands of a few elites could legitimize their power and further distinguish them socially. As performers of rituals, the elites or shamans (these could be one in the same) separate themselves from the audience through their control of knowledge of sacred rites and control of ritual objects (Davis-Salazar 2007: 199). The 26 implementation of the ballgame would have been an ideal way to integrate the region and provide a stage on which to perform rituals or dramas in front of a regional crowd (Wilcox 1991). Thus, the ballgame would have been important to the elite of Paquime because: 1) it provided a means for dispute resolution and social integration between regional groups, 2) it served to bring people and their goods together for trade and/or redistribution, and 3) it legitimized their power and reiterated the distinction between the elites and the lesser social classes. The ballgame may have served an integrative ceremonial function in the region (DiPeso 1974:2:414; Riley 2005:131). Whalen and Minnis (1996) recorded 12 additional ballcourts in their survey of the valleys and foothills of the Sierra Madre to the west. Seven more have been recorded at more distant sites-four in northeast Sonora and three in the Animas region of extreme southwest New Mexico (Riley 2005:129-131). DiPeso (1974:2:415-415) advanced the theory that, like further south in Mesoamerica, these games were closely tied to human sacrifice. In the center of the T-shaped ballcourt at Paquime, DiPeso found a multiple burial below the court's surface that contained the skeletal remains of two males buried in a position he believes was consistent with a Veracruz palma design depicting fertility symbolism. Beneath the surface of the south and north ends of the same ballcourt, he recovered burials containing two females (one of them pregnant), and two females and a male skull, respectively. At least one of the females may have suffered some post-mortem ritual dismemberment of her right arm, which was found draped over her head. 27 Development and Emergence ofPaquime The emergence of the city remains poorly understood. A number of theories about its rapid development have been proposed, among them: it was founded and developed as an outpost by the Toltecs (DiPeso 1974), or Aztec merchants (Riley 2005) to facilitate the flow of luxury items (turquoise, copper) between the southwest United States and the Valley of Mexico; it was founded by southward-migrating Mogollon peoples who were fleeing drought and sociopolitical upheaval (Lekson 1999a), and; it developed in situ bolstering the positions of local leaders, while borrowing cultural elements from outside the area (Whalen and Minnis 2003). DiPeso (1974:2:299) attributes the rise ofthe Medio period city of Paquime to economic expansion of the Toltec Empire from the Valley of Mexico. He believes this expansion was facilitated by an emerging class of Mesoamerican merchants/paramilitary spies known by the Nahuatl tenn pochteca (singular pochtecatl) (Riley 1993:17). He (1974:2:290) believed that a few Toltec pochteca came to the Casas Grandes valley around A.D. 1060 to exploit its rich mineral and metals resources. In doing so, they inspired the locals to build the city of Paquime and established it as a great frontier trade center, sending such goods as turquoise and copper to Mesoamerica and sacred turkeys and macaws to the Southwest. DiPeso supports his model with three secondary, headless human burials from the Mound of the Offerings, which he believes were those ofpochteca (DiPeso et al. 1974:8:335). DiPeso and colleagues (1974:8:335) recount Spanish explorer SahagUn's description of a pochtecatl death ceremony from Aztec times, where the 28 deceased is dressed and adorned with body paint, then carried to a mountain top where his body was consumed by animals. Afterwards, the remains were carried back and buried. McGuire (1980) and Ravesloot (1984) question this conclusion at Paquime, noting that the artifacts found with these burials were local in origin rather than Mesoamerican as would be expected. Moreover, the mortuary treatment of these high status individuals must be examined in terms of the Casas Grandes total mortuary program rather than only by the quantity and quality of grave goods (Ravesloot 1984:212). In Riley's (2005: 117) view, "Paquime represented the most overt Mesoamericanization in all of Aztlan." He believes Paquime shows continuity with Mesoamerica in religious and sociopolitical systems, sophistication in construction techniques, mound structures, colonnaded structures, a water system (called an acequia) and a sewer system. Probably the most important feature was the presence of Mesoamerican-style ballcourts found throughout the region, three of which were found at Paquime (Riley 2005: 131). Lekson (l999a) sees an ancestor-descendant relationship between the Chaco communities and Paquime. He believes the Casas Grandes valley was underpopulated relative to its carrying capacity during the Viejo period. Thus, the seemingly instantaneous rise in population is attributable to a sudden influx ofpeople moving southward from New Mexico. This is given validity by the extensive movements of Puebloan peoples during the 13th century due to increasingly dry climatic conditions (Dean 1996; discussed below). Lekson believes the original 29 inhabitants of Chaco Canyon moved directly north to the site of Aztec due to climate change. Social and political factors forced them to leave Aztec after a short period of time. They then moved directly south of Aztec and Chaco to the Casas Grandes valley along a sacred north-south meridian that would forever bind them to their homeland. Jeffrey Dean's work on tree-ring analysis offers convincing evidence for Lekson's model. Dean's (1996) reconstruction of long-term paleoenvironments in the Southwest using principal component analysis of tree-rings provides crucial information about annual precipitation and stream flow in the northern Southwest. Dean found unimodal and bimodal precipitation patterns that repeated over the period A.D. 966 to 1988 with the exception of the period A.D. 1250 to 1450, "when the long-term pattern broke down into chaotic distributions ofthree or four principal components that exhibit no logical geographic patterning" (Dean 1996:43). The northwest component in Dean's study (the northwest area of the Four Comers) experienced the greatest disruption of this pattern and sites in this area were abandoned between A.D. 1250 and 1450. This time period and geographic location correspond to an increase in violence and cannibalism (Turner and Turner 1999). The southeast component was little changed and the sites in this area continued to be occupied through this time. Therefore, it is possible that sites to the south such as Casas Grandes, which were outside this chaotic rainfall pattern, saw tremendous population growth during this time period due to the southern migration of Mogollon peoples (Cordell 1997). 30 Whalen and Minnis (2003) believe Casas Grandes developed locally, pointing to the availability of copious arable land in the Casas Grandes River valley, an abundance of local floral and faunal food resources and a previously undocumented continuity of occupation in the area. Whalen and Minnis (2003:327) call it "the most productive agricultural setting in the region." The Tinaja site 20 km southwest of Casas Grandes, which dates to the early Medio, shows early development of many architectural elements previously thought to be unique to Paquime. Thirteenth century components of the Tinaja site such as the I-shaped ball court, T-shaped doorways, stairs, and poured adobe house construction show striking similarities to those at Paquime. The site demonstrates continuity in building style and fills the thirteenth century temporal gap noted by Lekson (1999a) during which it was thought there was an occupational hiatus. To summarize, Casas Grandes existed as a cultural phenomenon from the thirteenth to the fifteenth century. The Medio period city of Paquime incorporated architecture and technologies characteristic of both the Southwest and Mesoamerica. Several viewpoints have been offered to explain the florescence of the city of Paquime. While no consensus has been reached, the local development model is strongly supported by the extensive survey and excavation work by Whalen and Minnis (2001; 2003), while a mass exodus from the Southwest (Lekson 1999a) is supported by climatological work by Dean (1996). However, Lekson's (l999a) sacred meridian theory is difficult to support archaeologically. DiPeso's (1974) Toltec pochteca model has fallen out of favor due to improved dating and the insight that Raves1oot's (1984) analysis has offered. Paquime does show material culture likely derived from central Mexico, but whether it was the Aztlan of the Aztecs, as Riley (2005) claims, is still speculative. 31 32 CHAPTER III REVIEW OF OSTEOLOGICAL LITERATURE The Burials The excavation recovered 652 individuals, 576 of which were identified as dating to the Medio period (DiPeso et al. 1974:8:360). Period determination was made by their association among the building structures and ceramic assemblages. DiPeso recorded twelve main burial types at Paquime, many of which were further divided into sub-types (Figure 6). DiPeso's burial coding method used a bipartite system. The first number was the individual burial number from a unit; the second number was the unit designation. For example, burial 27-14 is the 2ih burial recovered from unit 14. Humans were typically wrapped in blankets or sleeping mats and buried under the floors of occupied houses or plazas. Differences in social status were reflected in grave accompaniments, which ranged from ceramics and jewelry to tools and macaw and turkey carcasses (DiPeso 1974:2:650-651; Ravesloot 1984; 1988). Nearly one half ofthe room burials and one fourth ofthe plaza burials contained ceramic vessels. Some vessels contained cultivated or uncultivated food remains. Burial practices consisted of a mixture of single and multiple, primary and secondary burials. A primary burial is distinguished as beginning and ending with the initial disposal ofthe body (Schroeder 2001 :82). This is the typical modem burial method in North America. During secondary burials, the human remains are removed 33 from the initial resting place and replaced either in the initial disposal facility or removed to a second disposal site (Schroeder 2001 :82). Taphonomic indicators of secondary burial are the absence of small hand and foot bones, under-representation of normally well-preserved elements, fragmentation and lack of complete elements, and smaller than expected numbers of teeth in skulls (Roksandic 2002: 109-110). Evidence of cutmarks for the purpose of soft tissue removal, dry fractures and canid gnawing may also be present (Redfern 2008:293). The Medio period burials showed no apparent positional or postural preference, with an unequal mixture of cardinal orientations, and of flexed, prone, and prostrate positions. Five individuals were buried secondarily in three urns. A limited number of studies have included the Casas Grandes skeletons in their data sets. The only studies of the Casas Grandes osseous remains are found in doctoral dissertations by Benfer (1968), Butler (1971), and Walker (2006), and in publications by Weaver (1981) and Woodall (1968). Ravesloot's (1984, 1988) study ofburial practices and social status is also noteworthy. Benfer (1968) provided the first analysis of the Casas Grandes skeletal material. His goals were to characterize the demographics of the Viejo and Medio period individuals and determine their biological affinity with others from Mexico and the Southwest. Unfortunately, he only included individuals between the ages of 20 and 50, due to the inability of aging techniques to produce solid age 34 ROOi\1 BU1?IALS 278 BODIES 157 PITS ~ PLAZA BUR1ALS. 135 UQD1ES 9S PLTS TYPE I ROOM SUBFLOOR. SEALED ~.:,..:::=. ... : .. - 0 .:- .. ....... • ... D TYPE XI ROO~ SUB- FLOOR.~SBALED TYP·E IV ROOM SUB- FLOOR,TOMB :"~," -.. 'I.• .. f.";) ~ ." .. .. <10 • TYPE m PLAZA SUB- TYPE XII PLAZA SUB- FLOOR, SEALED FL.OOR, UNSEALED 4 BODIES I.PIT 2 BODIES I PIT 1 EODY 1 FIT XlA tVA lIlA . xnA 2 BODtES 2 BODIES 73 Booms 5 BODIES 2 PITS 2. PITS 73 PITS 5 PITS XlB IVB lIlB 22 BODIES 4 BODLES 35 BODIES 8 PITS 2 PITS 10 PITS XlF 2 BODIES 2 PITS 4 BODIES 1 PIT .2-BODIES ~ PITS 23 BODIES 7 PITS "10 BOnq;':S 4 PITS ?1 BODY· 1 PIT 100 BODIES 35 PITS 87 BODIES 87 PITS IA SINGLE ARTICULATED m MULTIPLE ARTICULATED Ie SINGLE" SE<;:ONDARY IP M?LTIPLE SECONDARY IE MULTIPLE ART[CULA1"ED & SECONDARY XTE IF' BODY REMOVED 10 MULTIPLE ARTICULATED WITH EXTRA A.RTICULATED PARTS 18 ARTICULATED BODY. PARTS REMOVED MT<;( l' J I ;'\l'.Frll.S f3IIRIAI S \<"1 nrF.:s :2'-> p,r s TYIP:e V"Jl SUFEl.'tlM_ 'T'Y"PE V':IJ:[ UUf05AN TYE"J;: V TOMB. TYPE v:l 'URN. i:~:i;. S~::~~:.:~ ·;~(~2._.. 1.3 BODUU::: 13 PITS 2. aODl~S: 2 PJ-rs 3 BODJEs 3 UR,.,:'] 2. aODlJ!:-S 1 URN XJIU\. FI"lOM UNSEALED P~OVENt-ENCI$ S El .05, G=7.53, d.f.= 5, P> .05, respectively) (Table 2). Comparison ofNIS and IS demographics showed some disparity, with age distributions showing significant difference (G=32.04, d.f.=7, P < .01). There were no individuals under the age ofthree or over the age of 35 in the NIS (see Figure 8). If the IS demographics are considered to represent the expected distribution of the general population at any given time of site occupation, the age structure of the NIS departs from the distribution. Sex distribution was not significantly different between the IS and NIS groups (G=.30, d.f.=2, P> .05). Non-Interred Skeleton Burial Provenience The NIS burial provenience data show that 15% ofthe NIS were articulated, and 83% were fragmentary and not articulated (see Table 3). Forty-one percent were deposited on floor surfaces, 57% were deposited above floor surfaces and mixed with fill. The only discernable pattern was that the articulated skeletons buried in fill (type 2C; 12 individuals) were distributed almost evenly among units 8, 14, 15, and 16 (one was recovered from unit 4). In short, what DiPeso and subsequent authors considered one burial group is actually made up of four unique sub-groups. The differences seen here will have consequences for the interpretation of the NIS group representing a massacre. Antemortem and Perimortem Fractures Evidence of skeletal trauma was observed, but in much lower frequencies than expected for an assemblage representing long-standing warfare. Fourteen individuals 70 Table 3. Provenience coding and count of NIS skeletal material, which includes the two type 9 burials (DiPeso's "accidental death" is a manner of death designation, not a burial type). Count NIS Burial (percent Type of total) 2A 8 (6) 2B 45 (35) 2C 12 (9) 2D 62 (48) __2E l (1) (7%) showed evidence of ante- or perimortem fracture. A total of 15 fractures were recorded (one individual had two fractures). Nine individuals had antemortem fractures, four had perimortem fractures, and one had both. Tables 4 and 5 present this information in more detail. Frequencies of longbone fracture compared to the total number of skeletons analyzed were as follows: clavicle 1.7%, radius 1%, ulna 1.8%, fibula 3.5%. Ten of these fractures were found on the IS, four were found on the NIS. Two cases of antemortem forearm fracture were noted, which could be parry fractures or simply the result ofaccidents (Figure 9). One male survived a potentially lethal blow to the right facial region that fractured the right frontal and nasal bones resulting in orbital and nasal defoffility (Figure 10). A single juvenile NIS (burial 29-8) suffered a perimortem blow to the right parietal, which left an opening into the skull (Figure 11). This was one of two NIS where interpersonal violence may have caused the injury, though it could be an artifact of postmortem processing of which there was further evidence. A second NIS (buriaI30A-l) had a Table 4. Detail of skeletal trauma separated by timing. Skeleton Number Trauma Antemortem 20-1 Left distal ulna (NIS) 30-1 Right distal fibula (IS) 35-6 Right distal ulna, radius (crush?) (IS) 5-8 Right clavicle (IS) 24-8 Right clavicle (IS) 1-11 Right distal fibula (NIS) 34-12 Left 5th metatarsal (IS) 23-14 Left distal fibula (NIS) 1-21 Left metatarsal (IS) Perimortem 30A-l Right frontal (IS) 29-8 Right parietal (NIS) 15-12 Left distal fibula (IS) 13-13 Left parietal (IS) 39-14 Left parietal (IS) Table 5. Tally of fractures by timing and location (total of 14 individuals). Location Antemortem Perimortem Ulna/radius 2 Fibula 3 Metatarsal 2 Clavicle 2 Skull 1 4 Total 10 5 perimortem depressed cranial fracture, which may also have been an artifact of postmortem processing, as the skeleton was very fragmented (Figure 12). No projectile injuries were detected in any of the material. Statistical comparison showed no significant difference between the IS and NIS groups (G=.32, d.f. 1, P >.05). 71 72 Peri-IPostmortem Fractures Several individuals showed perimortem modification that occurred soon after death and often after soft tissue had been removed from the bones (see section on bone splitting, above). I have termed this as postmortem modification (PM). Postmortem modification was encountered on the remains of 36 individuals composed of both IS and NIS. Twenty-two (52 %) of the 42 NIS showed evidence of postmortem modification, whereas 14 (10 %) of the 137 IS showed similar damage. This PM group was characterized as highly fragmented and incomplete, although two individuals were approximately 40 to 60% complete. The age distribution of this assemblage is shown in Figure 13. The damage occurred to the bones soon after Figure 9. Normal ulna (left), ulna with healed fracture (right) (burial 20-1). 73 Figure 10. Old adult male with healed cranial and facial fractures (burial 20-8). Figure 11. Portion of child's parietal with hinge fracture (burial 29-8). 74 Figure 12. Portion of frontal bone showing unhealed depressed fracture (arrow) (buriaI30A-1). ------ I -------------i 14- --------------- 16 - -----------------------------------1 I -----------] I 12 ------------ 10 0-3 3-12 yr 12-20 21-35 Age Group 50+ Unknown Figure 13, Age distribution of group with postmortem modification, 75 death as the breaks were acute- angled, spiral, concoidal, and often had adhering bone fragments. Additionally, peeling was found on some specimens, which also indicates fresh bone breakage. Other damage included cutmarks, charring/burning, percussion sites, and anvil abrasions. These PM remains were characterized by an excellent degree of preservation, both absolutely and relatively when compared to remains lacking this damage. The PM group was characterized by extreme bone fragmentation, especially the crania and longbones. Semicircular percussion sites and striations indicative of abrasions caused by an anvil were numerous on longbone fragments. Many percussion sites had adhering bone fragments, which indicate the bones were broken while fresh. Examples of this damage are seen in Figure 14. A striking example of bone fracture was found on both os coxae ofa single individual (9A-15) where the iliac blades were removed. Figure 15 shows these bones after re-assembly. Table 6 summarizes the types of skeletal modification by individual. Figure 14. Longbone fragment with various types ofperi-/postmortem damage. 76 Figure 15. Pelvic innominates of a single individual (9A-15) showing postmortem chop marks (arrows) for removal of iliac blades. Cutmarks were found on fragments representing nearly every element of the skeleton. The bones of the skull were most frequently affected. Specifically, the area of the frontal bone superior to glabella, the supramastoid crests, and the nuchal line were the most common sites of damage. Cutmarks to the anterior edge of the coronoid process occurred on two specimens. Cutmarks on longbones were found most frequently on the articular areas near the ends of the bones, which are likely indicators of dismemberment (White 1992:267). A single sternal body (9B-15) showed multiple vertical cutmarks running its entire length. Evidence consistent with decapitation (Haverkort and Lubell 1999: 157) came from a single individual (9-11) with two cutmarks to the articular surface of the odontoid process (Figure 16). A single right scaphoid bone (1-11) showed four distinct cutmarks. Table 6. Summary of postmortem skeletal modification. 77 Unit BurialNumber Burial Type Percent of Skeleton Recovered Sex CM BU SC BT DC PO 14 N 5 U x x x 20 N <5 M x 30 I 5 U x 19A N 10 U x x 19C N <5 F x x 21A N 15 F x 30D I 5 U x x 6 4 N <5 U x x 17 I 20 U x 24 N <5 U x x 31 I 40 U x x 5A N 15 M x x x 5B N <5 U x x 8 44 I 25 M x x 11 1 N 15 M x x x 3 I 10 F x 8 N 10 M x x 9 N 20 F x x x 18 N <5 F x x 12 31 N 10 F x 34 I 60 M x 13 16 I <5 F x 19 I 15 F x 14 23 N <5 U x 25 N 5 F x x 27 N 5 U x 28 N 5 U x x 15 2 N 30 M x x 9A I 20 F x x 9B I 10 M x x 19 8 N <5 U x x CP 21A I <5 U x x 21B I <5 F x x 21D I <5 F x I=IS, N=NIS, F=female, M=male, U=unknown, CM=cutmarks, BU=burning, SC=scalping, BT=blunt- force trauma, DC=decapitation, PO=pot-polish. 78 Figure 16. Second cervical vertebra with cutmarks on the odontoid process. Complete longbones were rarely encountered in any of the NIS. Skull fragments from 13 individuals showed evidence of scalping. Figures 17 and 18 illustrate several types of this damage. Table 7 compares this group of 36 individuals with Southwest sites showing similar damage used as evidence of cannibalism. Ten individuals showed evidence of burning/charring with color ranging from light tan to black in color. Burning was encountered on seven skulls, with a consistent pattern of thermal coloration concentrated on the endocranial surface of the calotte (Figure 19), though one mandible (2lA-l) was burned. Three talus bones (two right, one left), one rib fragment, one fibula and one unspecified longbone fragment also showed evidence of burning. Figure 17. Longbone assemblage from a single individual (9A-15. Figure 18. Partial skull showing multiple diagonal cutmarks running upper right to lower left across the frontal bone (burial 8-11). 79 80 Table 7. Comparison of Paquime with Southwest sites showing evidence of cannibalism. Cowboy Castle Polacca Mancos Wash Rock Wash Bumt (5MTUMR- (5MTlOOl (5MT- (NA8502) Mesa Paquime 2346)a O)b 1825)" d (LA4528)e surface context X# X X X X fragmentation X X X X X X anvil abrasions X X X X concoidal breaks X X X X X cutmarks X X X X X X few verts, hlf bones X X X X X burning (low) X X X X X X pot polish (low) X X X well-preserved X X X gnawing absent X X X X X X charred crania X X X X X #floor surface and in fill aWhite 1992; bBillman et al. 2000; cKuckelman et al. 2002; dTurner and Morris 1970; eFlinn et al. 1976. Figure 19. Charred and fragmented skull. Note that charring is restricted to the outer crown of the skull. 81 Three examples of pot-polish were noted on a longbone fragment, a clavicle, and a rib fragment. The blunted bone edges suggesting pot polish were visualized under 10- power magnification, though an often shiny appearance was seen with the unaided eye. Rodent gnawing was noted on only two longbone fragments. Statistical comparison of individuals of known sex showed no significant difference in the occurrence of postmortem modification between the sexes of either the IS (P= 0.221, Fisher's exact; N=80) or the NIS (P=0.665, Fisher's exact; N=22). Thus, neither sex from either provenience was more likely to show this modification, though IS females were three times more likely than their male counterparts. Inter- site comparison of Paquime (N= 18) and Burnt Mesa LA 4528 (N=6) (Flinn et al. 1976) showed no significant difference for the occurrence of this modification (P=0.169, Fisher's exact). Difference in the frequency of postmortem damage between the IS and NIS was highly significant (G = 24.19, d.f. 1, P < .001). Spatial Distribution Postmortem modified remains were encountered in every fully excavated unit (see Figure 20), though not all NIS showed evidence of PM. The bulk of remains were deposited in units 1,6,11, and 14. Postmortem modified remains were found in units 13, 15, 19, and Central Plaza, but in much lower frequencies. Non-interred skeletons were found in units 8, 12, 15, and 19. This could imply that units 1,6, 11, and 14 were abandoned earlier than 8, 12, 19, and Central Plaza. However, units 8, 16, and 19 were not completely excavated, so they may still contain more burials. Curiously, the modified remains found in unit 13 and the Central Plaza were only 82 from sub-floor interments. This may imply a ritual activity unrelated to the non- interred remains found in the rooms as DiPeso (1974:8:336) initially asserted. Statistical comparison of the spatial distribution of individuals with postmortem modification showed no significant difference between excavated units (G = 15.04, d.f. 9, P> .05). 7 ,/ :::: 6 ,/ .:. 4 --- ':':'~---, --------i:r ~---=-----------"" 11 126 :'::: ,-,---'='~'---""T-'=,--"'=,-, -"=,,-""'S-,-,-,~- I ,-----r-- i i ,/ 13 14 15 16 19 20 21 22 23 CP Unit Number 2 " Figure 20. Distribution of postmortem modified remains by burial provenience and unit. Skeletal Element Representation The PM skeletons were highly fragmented and incomplete. Turner and Turner (1999) maintain that cannibalized assemblages are characterized by a paucity of ribs and vertebrae as compared to longbones. Though this could be the result of processing related to cannibalism, other taphonomic processes can account for these discrepancies (see page 46). To determine if this pattern held true for Paquime, bone fragments were counted and separated by skeletal element or into groups. These 83 counts were converted into frequencies of total bones recovered. They were compared to the frequencies of occurrence of whole bones of a complete human skeleton. Turner and Turner's (1999) assertion holds true for Paquime. Figure 21 illustrates this with the arms and legs considered separately. The pattern becomes more apparent in Figure 22 when all identifiable longbone fragments are pooled. The PM group was characterized by much higher than expected frequencies of cranial bones and longbones, while frequencies ofvertebrae, and hand and foot bones were approximately one-half and one-quarter the frequencies expected, respectively (refer to Table 7). Frequencies of axial elements and ribs were nearly identical to those expected. The Wilcoxon signed-rank test showed no statistical differences between the paired element frequencies (Z=.262; two-sided p=.79). However, the G- test did show a significant difference between the observed and expected frequencies for the entire skeleton (G=59.43, d.f. 5, P < .01). Though I realize I am comparing fragmented archaeological bone counts to whole bone counts from a complete skeleton, the frequencies of elements should be similar. 84 Ribs ---------------~----- AnnsAxialCranial O--¥-----,---------,-------,-----I,--------',-----,----~ Legs Misc.Longbone Vertebrae Skeletal Element 800 200 400 1000 1200- c:8 600- Figure 21. Bone fragment count (arms and legs considered separately). 1: "oo Cranial Axial Longbones Vertebrae Skeletal Element Ribs Hands/Feet Figure 22. Bone fragment count (alliongbones pooled). 85 Table 8. Comparison of skeletal element frequencies (%) between a laboratory skeleton (expected) and Paquime (observed) remains. Difference 14 1.4 31 -5.2 0.2 -41.1 Paquime 25 5.9 37 6.8 12.2 12.7 Skeleton____L.--__ 11 4.5 6 12 12 53.8 Skeletal Element/Group cranial axial longbones vertebrae ribs hands/feet In summary, 52 percent of the NIS and 10 percent of the IS showed postmortem modification and/or burning related to cannibalism. The damage included: extensive fracturing and splitting of longbones; chipping and abrasions; cutmarks to the cranium and postcranial elements, with focus on the articular areas and major muscle attachment sites of the longbones; burning/charring mainly focused on the calotte, and; one case of probable decapitation. The group was characterized by an under-representation of vertebrae, and hand and foot bones, and the remains were distributed throughout all excavated units. Fluorine Dates Results from fluoride ion concentration analysis represent a skeletal assemblage that was deposited continuously through time (see Figure 23). The distribution of the NIS and IS are similar when plotted against each other (Figure 24). No distinct clustering is seen that would indicate a large, single skeletal deposition event. Appendix II lists this information in more detail. 86 f ! f I I 0.8 j--------------- I 0.61------·---------------------------- , • ! 1.2 i I I I1r I , t-~11' O.2r-+- -- 01 Figure 23. Fluoride ion concentration distribution. Dots represent mean fluoride concentration from three replicate measurements; lines represent standard deviations. Chronologically younger samples are at the bottom, older are at the top. ------------------------------:;7«---.--- -/---/----------------- i:::~sl, 0.4 r--------="'--~,'------------------ 0_8 -------------+-------;1'- 0.2 Figure 24. Comparison of the distribution of fluoride concentration between populations. 87 AMS Radiocarbon Dates Four of the five samples submitted for analysis (17-6, 19-13, 19A-1, and 27- 14) returned AMS radiocarbon dates. One sample (31-12) was not analyzed as it produced no collagen. The results, with their respective fluoride results are shown in Table 9. The calibrated AMS dates are shown in Figure 25. It is worth noting that the average percentages of fluoride in the samples are consistent with their AMS dates. Table 9 indicates that samples 19A-1 and 17-6 exhibit highly overlapping age ranges. These two samples appear as shadows of each other on the OxCal plot in· Figure 25. Table 9. Summary of AMS and fluoride data. Average Mean Cal 95.4% (2cr) percent 14C age yr age yr cal age Sample Burial type fluoride RP. A.D. range A.D. 19-13 IS .949 689 ± 42 1325 1255-1395 ~7-14 NIS 1.076 650 ± 40 1338 1278-1398 19A-1 NIS .255 570 ±40 1364 1298-1429 17-6 IS .198 567 ± 42 1365 1299-1431 In summary, the results show skeletal evidence of antemortem, perimortem, and postmortem trauma. Division of the type 2 (NIS) burials into four burial types allows for a better examination of the NIS burial provenience. Fluorine and AMS dates demonstrate a continuity of deposition of bodies during the recognized boundaries of the Medio period. These data will be instrumental in determining circumstances surrounding the deaths of the individuals studied. Q.. ca r.: o -e m '"o D f,J ~ 700 'R_Dateii9-~3 (Ai'-~'-'------i- ! i -·-·1--------·---, ! . 500------!-------;------ I • 400 ~. Calibrated date (caIAD) 88 Figure 25. Raw AMS dates plotted against their calibrated dates. Diagonal curve is the IntCal.04 atmospheric radiation calibration curve. Peaks above date ranges are probabilities. Note tremendous overlap of 19A-1 and 17-6 between 500 and 600 B.P. (A) = date from University of Arizona Laboratory, (G) =date from Geochron Laboratory. 89 CHAPTER VI EVALUATION OF HYPOTHESES This chapter evaluates the three hypotheses stated in Chapter I. The primary line of evidence used is the osteological data. Additional evidence such as chronometric dates and burial context will be used in evaluation ofhypotheses 2 and 3. When assessing whether violence was responsible for creating archaeological assemblages, frequencies and patterns of injury may be as important as the individual traumatic lesions themselves. Table 10 shows the patterns of injury generally Table 10. Comparison of skeletal damage and preservation associated with different types of corpse processing. Mortuary Mass- process- Witch Cannibal- Scaveng- Warfare acre Sacrifice ing killing ism ing Fracture cranial x x x x post-cranial x x x x x chewing x x gnawing x x Cutmarks scalping x x disarticula- tion x x x x x defleshing x x x x Other burning x x well- preserved x 90 observed on skeletal assemblages resulting from each event. The Paquime skeletal material will be evaluated against each category to identify similarities and differences. Hypothesis 1: Intergroup Violence Was Endemic in the Casas Grandes Region Hypothesis 1 is evaluated by observation of skeletal trauma and comparing trauma types and frequencies to other sites where warfare has been confirmed. Low frequencies of ante- and perimortem skeletal trauma were discovered at Paquime. The frequency of trauma at Paquime is similar to those from Mohenjo-daro (Kennedy 1984) and Altar de Sacrificios (Saul 1972), two sites where neither warfare nor massacre have been recorded (see Figure 26). These three sites contrast greatly with the Southwest sites of Sand Canyon Pueblo and Castle Rock Pueblo where massacres and cannibalism occurred, the Great Plains sites of Larson and Crow Creek where massacres occurred, and the California Channel Islands where warfare was endemic. Though a small percentage of the population suffered ante- and perimortem trauma, there were no patterned injuries (e.g. multiple healed depressed cranial fractures, parry fractures coupled with cranial fractures on the same individual) that indicate warfare was rampant in the Paquime region. It is equally likely that these injuries resulted from accidents. This pattern differs from the warfare pattern seen in Table 10 where fractures and scalping are common. DiPeso supported his warfare theory with the paucity of male burials at Paquime, believing that warriors were likely lost on distant battlefields and/or buried 91 25 --~------~-----~---------"-------"--------"----~- 20 15 ~ ,., u c: ":J .,. !! lL 10 " o Paquime Altar de Sacrificios Castle Rock Pueblo Site Sand Canyon Pueblo Channel Islands ------------------------------j a. 100 90 80 70 60 ~ ,., u c: 50 ":J .,. ! lL 40 30 20 10 0 Paquime b. Mohenjo Daro Sand Canyon Pueblo Castle Rock Pueblo S~e Larson Crow Creek Figure 26. Comparison of a). antemortem, and b). perimortem trauma between Paquime and other selected sites. 92 in a special warrior cemetery outside the city. Though this could explain part ofthe female bias in the sex ratio, it does not explain the virtual absence ofmale warfare survivors. Ifwarfare was necessary to maintain Paquime's control over its hinterland, a sizeable army would have been needed, and at least some of these men would have survived one or moreinjuries incurred in war. The skeletal record does not reflect this, as healed injuries preserved after death were infrequent. Thus, the osteological data do not support the hypothesis that warfare was endemic to the Casas Grandes region. Hypothesis 2: The Final Population ofPaquime Was Massacred Hypothesis 2 is evaluated by comparing trauma frequencies ofthe IS and NIS. I expected the frequency of trauma would be significantly higher in the NIS. Additionally, the demographics of the NIS should be similar to those ofthe city's general population. Fluoride and AMS dating, and burial data were used in support as well. The frequency of injury was nearly the same between the NIS and IS (IS=7%, NIS=lO%) and only one perimortem fracture was found on a NIS. Comparison of trauma frequencies showed no significant difference (G=.32, d.f. 1, P >.05). When compared to Table 10, the NIS show similarities to massacre sites in some categories. Though the NIS number is over 127 (certainly large enough for a massacre), they show dissimilarities with remains from sites such as Crow Creek and Larson. First, the skeletons are incomplete, not articulated, and highly fragmented. Second, the remains lack evidence of carnivore gnawing, a sign of animal activity on exposed corpses. Third, very few show injuries related to the cause of death. The 93 NIS did show consistencies with Crow Creek and Larson for evidence of disarticulation (much higher at Paquime), scalping, and defleshing, and limited cases of burning. However, the NIS were well-preserved, and much more fragmentary and scattered than the assemblages at either Crow Creek or Larson. The results from both dating methods also argue against a massacre. The relative dating sequence provided by the fluoride analysis shows a pattern of continuous deposition for both the IS and the NIS. If the NIS are the remains of a massacre, they should cluster near the point oflowest fluoride concentration (a horizontal line near the bottom ofthe graph), while the IS values are continuous throughout the Medio period (a positively-sloped diagonal line) (refer to Figures 23- 25 above). The AMS dates also show the IS and NIS to be contemporaneous, and to have been deposited during the Medio period. A similar pattern of burial has been noted for the site of Galaz Ruin in southwest New Mexico. Anyon and LeBlanc (1984:174) note that at least 25% of burials from Galaz Ruin were extramural (buried outside structures or in room fill) much like the NIS at Paquime. My statistical analysis of the two Galaz burial groups showed no significant difference between the Galaz age distributions (G=8.77 d.f. 5, P >.05), thus, the extramural burial demographics were similar to a normal Galaz population. There was a slight tendency to bury people either in or in the fill of or adjacent to rooms suspected as being ceremonial or public in nature (Anyon and LeBlanc 1984:182). 94 Fifty burials were recovered from post-abandonment fill in Structure 42A, and have fewer than average grave goods in them (182). The authors suggest that the fill in this room would have been soft and a prime place to dig graves (182). Thus, there are numerous similarities between the Paquime NIS and the Galaz extramural burials, yet LeBlanc (1999:233) sees massacre as the only event that could have produced the Paquirne NIS. Though I do not believe the Galaz burials to be massacre victims, the similarities among these distributions make the Galaz extramural burial group a better candidate for a massacre than the NIS from Paquime. The burial data from the NIS do not support their being the remnants of a massacre. This would have been apparent long ago if their distinctiveness had not been obscured by their designation as a single burial type. In fact, the type 2 NIS actually occupy four different burial types. My types 2A and 2C indicate that some bodies were buried whole, while bodies in burial types 2B and 2D were buried in pieces and possibly strewn through different rooms. Some bodies were buried in the fill of abandoned rooms, some were placed on the floor surfaces and covered in fill. Both dating methods argue that these bodies were interred throughout the occupation of the city, which is consistent with the burials taking place as different rooms were abandoned. Hence, a final massacre is not supported. Hypothesis 3: Human Sacrifice and Cannibalism Were Practiced at Paquime Hypothesis 3 is evaluated by comparing the types and patterns of trauma found at Paquime with those from sites where human sacrifice and cannibalism have been documented. The 1958-1961 excavations recovered ten individuals that DiPeso 95 and colleagues believed were human sacrifices (DiPeso 1974:2:637; DiPeso et al. 1974:8:361). The notion that some of the individuals were dispatched ceremonially is apparent in the field notes. Referring to burial 39-6, engineer and mapper Eduardo Contreras comments, "Del entierro no. 39, solamente se encontro una parte que fue: la calavera, parte de la columna vertebral y las costillas no apareciendo el resto del esqueleto. Seguramente fue mutilado" [from burial no. 39, only a portion was found: the skull, part of the spinal column and ribs; the rest of the skeleton was not apparent. Certainly it was mutilated] (my translation) (Contreras n.d.:VII:5l). Referring to burial 12-6 (IS), Contreras states: "El craneo, como la mayoria de los huesos, estan en mal estado de conservacion y no se encontraron los huesos de las extremidades inferiores solamente las apofisis de los femurs (hip joints are illustrated). Da la impresion de haber sido mutilado antes de ser enterrado" [the skull, like the majority of the bones, is in a poor state of preservation and the bones of the lower extremities were not found, only the joints of the femurs. It gives the impression of having been mutilated before burial] (my translation) (Contreras n.d.:VII:37). Certainly the burial of some people under a ballcourt and around a stone pillar footing are unique among the Casas Grandes burials. The disarticulation and absence of portions of the skeleton as noted by Contreras above, and of one of the females under the ballcourt along with the burial context make a compelling argument for human sacrifice, but the lack of ritual paraphernalia in these burials renders this interpretation speculative. Cannibalism in archaeological bone was not widely regarded until after the publication of the Casas Grandes site report. The NIS assemblage was never studied 96 in earnest during preparation of the site report or by subsequent researchers. Thus, it is not surprising that this type of damage went unreported. Comparison of postmortem modification at Paquime to that found on non-cannibalized assemblages reveals several disparities, while comparison to Southwest cannibalism sites in Table 7, above, reveals strong similarities. The assemblage from La Quemada (Nelson et al. 1992) shows no evidence of disarticulation, fragmentation, scalping or burning, and the skeletons were relatively complete. This is more typical of secondary burial. The massacre victims from Crow Creek (Willey 1990) and Larson (Owsley et al. 1977) showed evidence of mutilation (dismemberment, decapitation, anterior tooth avulsion, nose and tongue removal, and scalping), but lacked evidence of the extensive bone fragmentation seen at Paquime. Also note that Crow Creek and Larson showed a good deal of carnivore gnawing to the ends of the longbones, which Paquime lacked. The Ram Mesa assemblage (Ogilvie and Hilton 2000) interpreted as the remains of murdered witches, showed cranial trauma and cutmarks, anterior tooth avulsion, and a high incidence of burning. Therefore, the remains from Paquime most resemble those from Mancos and other sites with remnants of cannibalism (refer to Table 7). It is noteworthy that the time period during which this activity occurred (the Medio period) coincides with an increase in violence and cannibalism in the Four Comers of the United States Southwest. In summary, Hypotheses 1 and 2 were not supported by these data. The IS assemblage shows only one conclusive case of cranial trauma, which could also be 97 explained by intragroup hostility. Furthermore, the low incidence of antemortem postcranial fractures, which can be explained as accidental, is not different from other sites lacking warfare. Massacre is also unlikely as an explanation for the NIS assemblage. The low incidence of distinguishable trauma from the NIS and the similarity of trauma occurrence between the IS and NIS argue against a massacre. The fluorine and AMS dates are also inconsistent with a massacre at the terminus of the city's occupation. Hypothesis 3 was validated by the evidence of extreme postmortem modification that is similar to sites where cmmibalism occurred. The possibility of ritual sacrifice still remains a viable hypothesis due to the burial provenience of several bodies as DiPeso noted. 98 CHAPTER VII DISCUSSION Warfare Both warfare and massacre in the Casas Grandes valley are predicated on DiPeso's belief that Toltec pochteca were controlling the city and subjugating the region to its power. DiPeso thought that violence was used to subdue the regional polities. Since the dating sequence of the site was revised in 1993, this model was invalidated and an alternative model to explain the motive for this violence has not been offered. Though some Mesoamerican cultural elements were incorporated by Paquime's elite, it does not follow that the city was under the control of a Mesoamerican state. Perhaps there were periodic skirmishes in the area, but this study found no evidence of ongoing warfare. As mentioned in Chapter 1, LeBlanc (1999:200-203) maintains that Late Period settlement patterns and locations changed in the Southwest due to increased hostility. With the exception of the large apartment cluster, the layoutofPaquime does not fit this model for four reasons: 1) units 1, 11, 15, 18,20, 21, and 23 are free- standing (refer to Figure 4 above), 2) small Medio period sites are scattered throughout the Casas Grandes and other nearby valleys, 3) the ballcourts and plazas are not enclosed within any walled structures, and 4) Paquime is located in the middle of a flat floodplain, implying a choice of proximity to agriculture rather than to safety. These attributes make Paquime a poor candidate for a defensively structured 99 settlement. However, it could be argued that the hilltop communication station of Cerro de Moctezurna mitigated any offensive threat by providing advance warning of approaching enemies. The low number of burials and disparate sex ratio at Paquime are unusual but not unique. Swarts Ruin, a Mimbres site in southwest New Mexico was characterized by a similar burial pattern and low number ofobserved burials (Cosgrove and Cosgrove 1974). The Cosgrove's (1974:24) note that some rooms contained no burials, while others had between 1 and 32. Eighteen and one half percent of the Late period burials were from outside structural walls or in room fill, which compares to 22% NIS from Paquime. Nineteen of these bodies were from the fill of rooms that they state "probably had fallen into disuse as the population decreased before the final abandonment of the village... since it was probable that numbers of houses fell into disuse and were left unoccupied during the time necessary to build settlements of the Early and Middle Periods" (Cosgrove and Cosgrove 1974:24). Also, the site had been extensively burned.. The Point of Pines site in southeast New Mexico shows a similar situation (Bennett 1973). The Late period burials (A.D. 1285-1450) from Point of Pines showed a bias of 36% females to 30% males, or 84 males to 100 females, which is comparable to Paquime's 65 males to 100 females. Bennett (1973:53) found no significant ditTerence between these sex ratios using the chi-square test. Some possibilities to explain the lack of burials are: 1) some people responsible for production in the city lived in other regional hamlets, 2) many of the 100 men traveled as traders rather than warriors and died while away, 3) some people are buried outside the excavation area as seen at Swarts Ruin, 4) the site experienced population fluctuation throughout the year, which may have been tied to ceremonial and/or trade gatherings, and 5) the population declined over time and all rooms were not used throughout the entire occupation of the city. Additionally, the NIS should be included in the total count of Medio period burials and not treated as a separate population, which would increase the number of burials. Massacre The absence of warfare makes justifying a massacre difficult. Attacking the city in the absence of hostility defies logic. If there were no pochteca subduing the region's people, what purpose would invading the richest city in one of the most productive regions in the area be if you abandoned it and a wealth of commodities immediately afterwards? The risk certainly outweighs the reward. This leaves the difficult task of explaining the differences among and between the IS and NIS groups. DiPeso originally subsumed all NIS (with the exception of three individuals) into the homogenous type 2 burial group. These remains further lost their uniqueness when he assigned all of them to the Diablo phase of the Medio period. In fact, one individual (18-16) was buried so high in room infill that it led DiPeso to comment "it is hard to believe that it belongs with any occupation of the site (except perhaps the modem Mexican occupation)" (DiPeso n.d.: XII: 155). In the site report this individual is listed as associated with the Diablo phase ofthe Medio period (DiPeso et al. 1973:8:404). Deconstructing the type 2 group may add clarity. 101 I consider the articulated NIS (types 2A, 2C) to have been formal interments post-dating the occupation ofthe rooms in which they were buried and possibly post- dating the occupation of the city. Uncannibalized individual 26-14 (type 2A) was found with his arms folded across his chest; cannibalized individual 27-14 (type 2C) was found associated with the remains ofthree turkeys, implying formalized burial. It appears that the fragmentary, disarticulated remains from floor surfaces and mixed in fill above the floors (types 2B, 2D) were either deposited during the occupation of the city, but after the rooms in which they were buried fell into disuse, or after the abandonment of the city. Using their depositional provenience to bolster the massacre hypothesis makes little sense due to their occurrence in room fill above the floor surfaces (in some cases as high as 40 cm and with ceiling tiles found in the fill below them). Interpretation ofthe single type 2E burial is difficult due to its recovery from a test trench. Thus, burial context of the NIS appears consistent with the occupants' use of the crumbling and abandoned rooms and plazas as burial sites. Rather than representing a single depositional episode, the burial data from the NIS favor continuous deposition during and/or after site occupation. The frequency ofNIS deposited above floor surfaces in fill (57%) is equal to the amount ofNIS cannibalized. The only NIS with evidence of cannibalism were fragmentary, disarticulated skeletons. Burial types 2A and 2C were simply individuals who were buried in filled-in abandoned houses, where their pits were either dug partially through the soft: fill or 102 until reaching the hard floor surface. They may have all been dug to the floor surface, with the pits of the 2C burials filling partially with back dirt between the time of pit preparation and actual deposition of the body. Therefore, the reason for the abandonment of the city remains unknown. Human Sacrifice and Cannibalism Making the leap from a highly integrated ritual system to a system that included human sacrifice and ceremonial cannibalism is difficult. Ritual human sacrifice in Mexico is well known in the archaeological literature and in central Mexico it was often tied to the ballgame. Human sacrifices have been found in Mexico in both apartment compounds and monuments at Teotihuacan (Sugiyama 2005), and at Classic Maya sites (Tiesler and Cucina 2006). Tenth-century sculptures at El Tajin on the east coast of Mexico depict sacrifices by decapitation and disembowelment at the conclusion of ballgames (Wilkerson 1991 :63). DiPeso et al. (1974:8) describe ten Paquime burials that may have been human sacrifices. The burial of a select few under the ceremonial ballcourt makes a compelling argument for ritual human sacrifice tied to the ballgame. It is also possible that some of the cannibalized group were victims of ritual and/or ballgame-related sacrifice. Like others in the Southwest and northern Mexico, the people of Paquime were primarily dependent on agriculture for their existence. This period was characterized by unpredictable climatic fluctuation, which likely caused stress on the population. Control over natural events is a primary reason why people seek supernatural assistance (Bailey and Peoples 1999:211). Human sacrifices during 103 ballgames were often tied to ensuring fertility or adequate precipitation (Wilkerson 1991). At El Tajin, the ballgame and the sacrifice that followed were necessary steps to send mortals to the underworld to confer with the deities (Wilkerson 1991 :65). The possibility that the ballgame played a role in perpetuating the sacrifices at Paquime cannot be ruled out. My data show that cannibalism was practiced at Paquime since at least the beginning of the Media period. Interpretation is complicated due to recovery of cannibalized remains from both interred and non-interred contexts. One can only speculate as to the reasons why the people of Paquime practiced conspecific consumption. I will offer some possibilities. The evidence suggests there may have been more than one type of cannibalism practiced: endocannibalism, and exocannibalism, ceremonial and profane cannibalism, or a combination of both. Goldman (1999: 14) defines endocannibalism as the consumption of a member of one's own group (through kinship or descent); exocannibalism refers to consumption of people from outside one's own group (enemies, for example). Profane or survival cannibalism is the consumption of human flesh in emergency starvation situations, whereas any consumption of human flesh during a ritual or for religious reasons is labeled ceremoniaL The IS cannibalized skeletons may have been the remains of endocannibalism, or ceremonial cannibalism (or endo-ceremonial cmmibalism), while the cannibalized NIS are those of outsiders or those consumed profanely for nutrition. Most consumed IS were more complete than their NIS counterparts, which suggests the remains of at least some 104 individuals were important enough to warrant their collection and burial in a single sub-floor grave, which requires more energy expenditure (Ravesloot 1988). This courtesy may have been afforded to certain lineages or group members, or those who were sacrificed ceremonially. Burial 44 A-L-13 serves as an example. Burial 44-13 was a sub-floor (type 4E) pit sealed with wood planks (Figure 27). The non-permanent sealing with planks implies that it was re-opened to deposit bodies through time. It contained at least 12 individuals (most of them articulated) and the greatest number and quality of artifacts of any burial at Paquime (DiPeso et al. 1974:8:387-388). The pit had a shelf built into one end and ceremonial ceramic drums among the artifacts. The articulated individuals in this pit were piled on top of one another with the uppermost layer containing the fragmentary remains of four adolescents. The layering of bodies and artifacts was so impressive it led DiPeso to state it was "the most complex burial discovered at Casas Grandes" (DiPeso et al. 1974:8:387). Though I did not personally examine any ofthe 44-13 material, Sophie Kohn of the University of New Mexico (personal communication 2008) examined the remains from the pit and forwarded digital images to me. We both believe the fragmentary material from the uppermost level of this burial exhibits a similar pattern of cutmarks, burning, and longbone fragmentation to those found at cannibalism sites. This is due to similarities in processing damage between the 44-13 material and the 36 skeletons with PM reported here. I believe this burial is good evidence of the burial of an elite lineage coupled with endo- or ceremonial cannibalism. 105 CEl2AJI\lC IPCJ"ITlFICA.TION o r-CG/.r(:3.o9 2 - CG/430a 3-CG/4301 4- CG/4300 S-CG/4307 6 - CG/430Z 7- CG/430S a-CG/4306 9 -CG/4304 Figure 27. Complex burial 44 A-L-13 (DiPeso et al. 1974:8:Figure 383-8). 106 The cannibalized NIS were denied sub-floor burial, were less complete, and scattered, and discarded on floors or in fill of unused buildings. This disregard for their final disposition shows the relative unimportance ofthe persons consumed, inferring their status as an outsider or the consumption as profane in nature. Burial 27-14 is enigmatic in this respect due to its relative incompleteness and placement on a floor surface in association with the remains of three turkeys (a sacred animal associated with death). However, data collection from this skeleton was minimal since only five percent of this individual was recovered. Element Representation ofFragmented Skeletons Turner and Turner (1999) cite under-representation of ribs and vertebrae as a characteristic of cannibalized bone assemblages. The Paquime assemblage did show under-representation of vertebrae, but the observed frequency of ribs was nearly identical to the expected frequency. It is understood that this method of comparison is somewhat hypothetical in that it compares frequencies of highly fragmented archaeological bone to those occurring in an undamaged, complete skeleton. However, it is curious that the two most over-represented categories (cranial and longbone) were the most fragmented, and the most under-represented category (hands and feet) contains some ofthe smallest bones, and hence the most difficult to recover archaeo10gically. The comparison ofskeletal element representation showed no significant difference between the expected and observed frequencies of different skeletal elements. The largest pair-wise differences were in the overabundance of cranial and 107 10ngbones, and the lack of vertebrae, and hand and foot bones. These differences can be explained by the fact that the crania and longbones were the most highly fragmented parts of the skeleton and that the bones of the hands and feet are the most difficult to recover due to their diminutive size and their susceptibility to the processes of diagenesis. Note that in Table 7, all but one site lists under- representation ofvertebrae, and hands and feet as an attribute of cannibalism. This implies that the phenomenon is cornmon and whether or not it is due to loss during the postmortem body preparation or as the result of diagenesis and/or archaeological recovery techniques is difficult to discern. This exercise does show that the crania and longbones were more highly fragmented than expected. Non-Osteological Evidence: Chronometric Dating and Burned Structures Relative and absolute dating methods often yield the best information for reconstructing a timeline of past activities. The fluoride and AMS data have been enlightening in the case of Paquime. It was expected that fluoride ion concentrations between the IS and NIS would be different, when in fact the two were quite similar. The NIS showed no horizontal tendency that would indicate a single depositional episode as would be expected in the case of a massacre. AMS dating was applied to NIS samples to indicate an absolute date for the proposed massacre. The resulting dates corresponded to the Medio period as expected, and did show a considerable degree of overlap. However, I would feel more comfortable making a massacre assessment with additional dates. A better pattern of deposition may emerge with analysis ofmore samples. 108 Burning of structures during prehistory in the Southwest was not unusual. Ritual closure by burning was commonly practiced on ceremonial, communal, and housing structures. According to LeBlanc (1999:74): "There should be only a few explanations for a site or a portion of a site to have burned. In general, the logical possibilities for burning sites or portions of sites are (1) accidental fires; (2) deliberate burning of sites that was not related to warfare; (3) deliberate burning of particular structures (such as kivas) while the community continued to be occupied-again, unrelated to warfare-(reasons for this burning might include ceremonial purposes, internal community violence, death of its inhabitants, or pest removal); and (4) burning of all or part of the community due to warfare-including the special case of burning by the resident group to deny the site to the enemy." However, no one has attempted to explain repeated burning of structures, a phenomenon that was recorded in some rooms at Paquime. DiPeso (1974:2:325) argues that the burned room blocks at Paquime are evidence of the massacre that ended the site's occupation. In his view, invaders stormed the city, murdered the final population, desecrated sacred objects, and burned the buildings. Yet, in his excavation notes on file in the Amerind Foundation archives, he notes that some rooms were burned more than once and many had multiple floor surfaces superimposed on each other. Rooms 4 and 17 of unit 16 were noted to have been burned, re-plastered, then burned a second time (DiPeso n.d.:XII:57, 114). Room 3 in unit 16 contains three superimposed floor surfaces and was also burned, then re-occupied (DiPeso n.d.:XII:45). None ofthe 8 individuals from unit 16 that I viewed (IS or NIS) showed any evidence of burning, suggesting that the rooms burned before the bodies were deposited there. I conclude that the 109 fires were more likely tied to ritual closures rather than a site-wide burning that would indicate warfare, massacre, or denial of the site to the enemy. 110 CHAPTER VIII CONCLUSION The objectives of this dissertation were to determine whether inter-group violence was endemic in the Casas Grandes region, whether the final population was massacred, and whether the people of Paquime practiced human sacrifice and cannibalism. These questions are tied to the more general objective of explaining the cultural dynamics surrounding violence in Northwest Mexico and why the city was abandoned. Multiple lines of inquiry were used to test these hypotheses. Three conclusions were reached. First, the frequency of skeletal injury characterizes a non- warring population. The antemortem fractures can be more parsimoniously explained as accidental. Second, the osteological and burial data, chronometric dates, and evidence of structural buming do not support the massacre hypothesis. Rather, the data support the following conclusion: the articulated and disarticulated, non-interred skeletons are primary and