Antiaromaticity, s-Indacene, and Molecular Electronics by Isabella S. Demachkie A dissertation accepted and approved in partial fulfillment of the requirements for the degree of Doctor of Philosophy in Chemistry Dissertation Committee: David Johnson, Chair Christopher Hendon, Advisor Victoria DeRose, Core Member Benjamín Alemán Institutional Representative University of Oregon Winter 2025 2 © 2025 Isabella S. Demachkie This work is openly licensed via CC BY 4.0. 3 DISSERTATION ABSTRACT Isabella S. Demachkie Doctor of Philosophy in Chemistry Title: Antiaromaticity, s-Indacene, and Molecular Electronics Almost 100 years ago, the publication of Hückel’s [4n +2] 𝜋-electrons rule for identifying aromatic compounds piqued the interest of theorists and experimentalists alike. F. London published his quantum theory of interatomic currents in aromatic compounds, commonly referred to as London diamagnetism only one year later. The idea in a nutshell, is that the delocalized ring current of 𝜋-electrons found in aromatic molecules behaves like a conductive metal wire. In the 1950’s R. Breslow, proposed the idea of antiaromatic [4n] 𝜋- electron molecules, (formally referred to as pseudo aromatic) as potentially much more conductive molecular wires. Significant developments in synthetic organic chemistry methodology and techniques over the last 75 years have facilitated the study and isolation of a multitude of antiaromatic and aromatic-antiaromatic hybrid molecules. The valuable molecular properties associated with this class of molecules (such as a small HOMO-LUMO gap, amphoteric redox properties, and low energy absorbance) has motivated further investigation due to their potential materials applications in organic electronics. Antiaromatic molecules have maintained a fundamentally interesting status within the chemistry community because they are extremely reactive, difficult to isolate, and possess interesting electronic properties. In this dissertation I will discuss conductive materials composed of organic molecules, conductivity as it applies to molecular circuits, molecular wires, the structure- property relationships of antiaromatic heterocycle-fused-s-indacene derivatives, and the synthesis and study of donor-acceptor heterocycles fused across s-indacene in a set of structural isomers. Chapter I is a historical review of conductive organic materials, electrical conduction in molecular wires, and explanation of the relationship between paratropic ring current strength and diradical character in antiaromatic molecules. Chapter II describes the synthetic methodology of s-indacene derivatives developed by the Haley lab, the effect of 4 heterocycle fusion on the magnetic properties of s-indacene, and rationalization of such based on physical organic principals and the rule of topological charge stabilization. Chapter III details the synthesis and effects of asymmetric donor-acceptor heterocycle fusion on the s-indacene core and explains the potential impact of this work with reference to superconductivity. Chapter IV is a conclusion. This dissertation includes previously published and unpublished co-authored material. 5 CURRICULUM VITAE NAME OF AUTHOR: Isabella S. Demachkie GRADUATE AND UNDERGRADUATE SCHOOLS ATTENDED: University of Oregon, Eugene University of California at Santa Cruz, Santa Cruz DEGREES AWARDED: Doctor of Philosophy, Chemistry, 2025 University of Oregon Bachelor of Science, Chemistry, 2017, University of California at Santa Cruz AREAS OF SPECIAL INTEREST: Physical Organic Chemistry Intermolecular forces and Supramolecular Assembly Materials Science Conductive Organic Materials PROFESSIONAL EXPERIENCE: Graduate Employee, University of Oregon, 2019-2025 Nanopore Research Associate, Two Pore Guys Inc., 2018-2019 GRANTS, AWARDS, AND HONORS: Research Scholarship, Synthesis and Study of Novel Helicene Compounds, Deutscher Akademischer Austauschdienst (DAAD), 2024 Research Training Fellowship, Indenoflourene Cyclophanes, National Science Foundation (NSF), 2021 Dean’s Academic Honors, University of California at Santa Cruz, 2017 PUBLICATIONS: I. S. Demachkie, M. P. Miller, G. I. Warren, J. E. Barker, E. T. Strand, L. N. Zakharov, M. M. Haley, Angew. Chem. Int. Ed. 2024, 64, e202420989. G.I. Warren, K. Młodzikowska-Pieńko, S. Jalife, I. S. Demachkie, J. I. Wu, M. M. Haley, R. Gershoni- Poranne, Chem. Sci., 2025, 16, 575-583. 6 T. A. Shear, L. J. Zocchi, I. S. Demachkie, H. J. Trubenstein, L. N. Zakharov, D. W. Johnson. Expanding Eur. J. Org. Chem. 2022, 26, e202200056. 7 ACKNOWLEDGMENTS I would first and foremost like to thank my parents, family, and friends in California, Washington, Germany, and New Zealand for being with me from far away, I never would have made it this far without your relentless support. I love you guys. I would like to thank Prof. Chris Hendon for graduating me and reading weird verbose drafts of the same 10 paragraphs, patiently listening to lose ideas, and tolerating me and my relationship with the moon. The happiest I’ve been in grad school has been the last year I got to spend with Robin, Eoghan, Casey, Brian, Parker, Doran, Byoung-Yong, Tekalign and all the undergrads at the coffee bar and in your student office. Thank you for advising me through the end of my degree. Thank you to Dr. Josh Barker, who mentored me through the beginning of my PhD journey, taught me how to make my favorite molecules in the world, and that presentations, papers, posters, and dissertations are most efficiently done with a lot of candy and an impending deadline. Thank you from the bottom of my heart to Josh and Prof. Jeremy Bard, I will be forever grateful for everything you guys did for me my first and second years, it’s been a bumpy road, and I never would have made it without you. Thank you to Augie Witkowski and Allison Van Cleve, I wouldn’t have even made it through first year without you two. Thank you to Efrain, Nolan, Gabby, Michael, Megan, Nathan, and all the undergrads and REU students for 4 years of comradery in the Haley lab. Thank you to Prof. Mike Haley and Prof. Darren Johnson for an interesting 4 years, funding, and conferences, I will always appreciate it. Thank you to Prof. Victoria DeRose for sticking with me to the end, and my whole committee; Prof. David Johnson, Prof. Christopher Hendon, Prof. Victoria DeRose, Prof. Benjamin Aleman for being very understanding with deadlines and letting me graduate. Thank you to Prof. Mike Pluth, for positive feedback when I really needed it, and Prof. Ramesh Jasti and the Jasti Lab for the good times along the way. Thank you to Helen, Leah, Zoe, Kathy, Jannet, Carissa, Christi, Casey, Nanette, Natalie, and Seth, this department would collapse without you. I must thank the University of Oregon for the facilities, the US taxpayer for the NSF funding, and the Germans (and Prof. Oliver Dumele) for the DAAD scholarship and 3 months in Berlin! 8 Thank you to Diana Gentry, for my first research opportunity at NASA, my first conference, and being a truly inspirational woman in STEM. I would like to thank Prof. Bakthan Singaram, Prof. Gabriella Amberchan, and Prof. Chad Higa for showing me the magic of organic synthesis and taking a chance on a curious undergrad. Thank you, Prof. William Dunbar and Dr. Andrew Smith, for my first industry research opportunity at Two Pore Guys. Thank you, David Klech and Primrose Pisares, (and my high school and college XC teams) for coaching and mentoring me, and making me strong. I would like to thank my undergraduate institution, UC Santa Cruz and all my professors for a strong foundation and well-rounded chemistry education. This work was supported by the National Science Foundation, by grants NRT DGE-2022168, CHE-1954389, and CHE-2246964 9 DEDICATION This dissertation is dedicated to all the women in STEM who came before me and blazed a trail, those who hiked it with me, those we lost along the way, and those who will follow in our footsteps. Watch out for snakes. 10 TABLE OF CONTENTS Chapter Page I. INTRODUCTION ............................................................................................................................ 15 1.0 Preamble ............................................................................................................................... 15 1.1 A Brief and Selective History of Organic Conductive Materials ..................... 16 1.2 Molecular Wires ................................................................................................................. 19 1.3 [4n] 𝜋-electron Molecules along the AADCC .......................................................... 25 1.4 Rational Design and Synthesis of s-Indacene Hybrids ...................................... 32 II. STRUCTURE PROPERTY RELATIONSHIPS OF S-INDACENE HYBRIDS ............... 35 2.1 Introduction ......................................................................................................................... 35 2.2 The Heterocycle Effect ..................................................................................................... 37 2.3 The Donor Acceptor Topological Charge Argument .......................................... 41 III. DONOR ACCEPTOR-FUSED-S-INDACENE-DERIVATIVES ........................................ 48 3.1 Introduction ......................................................................................................................... 48 3.2 Results and Discussion .................................................................................................... 51 3.2.1 Molecular Design and Solid-State Structures ............................................. 51 3.2.2 Optical and Electrochemical Properties ....................................................... 55 3.2.3 Magnetic Properties .............................................................................................. 61 IV. CONCLUSION ............................................................................................................................... 69 4.1 Molecular Electronics ...................................................................................................... 69 4.2 Conclusion ............................................................................................................................ 71 APPENDIX ............................................................................................................................................ 72 REFERENCES CITED ........................................................................................................................ 165 11 LIST OF FIGURES Figure Page 1. Figure 1.1 Conductive HMTSF-TCNQ molecules ........................................................ 17 2. Figure 1.2 Electrical conduction in 𝜋-stacked benzene rings .............................. 19 3. Figure 1.3 Structural explanations of benzene ........................................................... 20 4. Figure 1.4 Aromatic vs. Antiaromatic charge density ............................................ 22 5. Figure 1.5 The AADCC from CBD to s-Indacene ......................................................... 28 6. Figure 1.6 The AADCC from s-Indacene to DCPA ...................................................... 30 7. Figure 1.7 General retrosynthesis of s-Indacene derivatives ............................... 33 8. Figure 2.1 Reported benzoheterocycle-fused-s-indacene derivatives ............. 38 9. Figure 2.2 Isoelectronic, unreported, and imaginary analogs ............................. 39 10. Figure 2.3 GIMIC plots and resonance structures ..................................................... 40 11. Figure 2.4 Topological charge and donor acceptor resonance structures ..... 42 12. Figure 2.5 Further arrow pushed resonance structures ........................................ 43 13. Figure 2.6 Asymmetric donor acceptor resonance structures ............................ 45 14. Figure 2.7 Induced charge transfer in UV-vis studies .............................................. 46 15. Figure 3.1 Fusion orientations ........................................................................................... 49 16. Figure 3.2 8 new asymmetric s-indacene derivatives ............................................. 50 17. Figure 3.3 X-ray crystal structures and bond length alternation ....................... 54 18. Figure 3.4 Absorbance spectra .......................................................................................... 57 19. Figure 3.5 Solvatochromic UV-vis studies .................................................................... 58 20. Figure 3.6 Cyclic Voltammograms .................................................................................... 61 12 21. Figure 3.7 NICS scans ............................................................................................................. 63 22. Figure 3.8 1H NMR spectra .................................................................................................. 67 23. Figure 3.9 1H NMR spectra in cyclohexane ................................................................... 68 13 LIST OF TABLES Table Page 1. Table 1. Electrochemical, optical, and HOMO-LUMO gaps ..................................... 59 2. Table 2. NICS and 1H NMR shifts ....................................................................................... 64 14 LIST OF SCHEMES Scheme Page 1. Scheme 1. General 5 step synthesis for s-indacene derivatives. ......................... 36 3. Scheme 2. Synthesis of IBFBTs and IBFBTS ................................................................. 53 15 CHAPTER I INTRODUCTION This chapter was written by me with helpful input from Doran Pennington and Prof. Chris Hendon. 1.0 Preamble The ability for a material to transfer electrical charge (electrons) is conductivity, which is an inherent property of the element or alloy the material is composed of and therefor has limited ability to be tuned (increased or decreased ability to transfer charge). In this context, conductive materials typically refer to metal and metal alloy-based materials with a 0 eV band gap. A superconducting material is a conductive material that beyond some critical temperature, has zero electrical resistance. Semiconducting materials are defined by their small (<4 eV) band gap, and insulating materials have large band gaps (>4 eV). Most materials composed of organic molecules (plastics) are insulating or semiconducting (based on their fundamental material properties) with low conductivities (<10-8 mho/cm) that decrease with decreasing temperature, unlike traditional metal based semiconducting materials. The benefits of organic materials over traditional metal based semiconducting materials include flexibility, transparency, and weight to name a few. Semiconducting materials made from organic molecules (organic conductors) come in an ever-growing variety, because of their promise of designer properties and accessed through synthetic modification. Despite their potential, the implementation of organic conductors into commercially available devices is just getting started. Continued progress in this area necessitates an improved understanding of the relationship between the fundamental molecular properties these organic molecules, and the desired properties of resulting materials such as temperature dependent conductivity. The following is a tangentially related PhD dissertation on antiaromaticity, s-indacene derivatives, and molecular electronics. 16 1.1 A brief and selective overview of the history of organic electronics In the fall of 1948, a sassy retort from Fritz. London titled, On the Problem of the Molecular Theory of Superconductivity, pointed out the assumptions and paradoxes that lead to Heisenberg’s electronic superlattice theory.1 London proposed that instead, superconductivity should be characterized as a condensed state in momentum space and is based on second order perturbation rather than first.2 This idea of molecular superconductivity in combination with his theory of the diamagnetic susceptibility of conjugated hydrocarbons,3 lead to a flurry of publications throughout the late 50’s and 1960’s centered around the idea that the electron delocalization found in the conjugated 𝜋- bonds of organic molecules could be considered as a form of conductivity and could (in theory) be thought of as molecular wires. Polyacetylene (polyethylene, repeating units of C2H2) is the simplest version of a molecular wire and is the basis of 2/5 of the most common plastics used today. Plastics are typically insulators which do not conduct electricity. Nevertheless, at the end of the 1970’s a collaborative cross-disciplinary effort between Hideki Shirakawa (polymer chemistry), Alan MacDiarmid (inorganic chemistry), and Alan Heeger (physics), demonstrated that by using halogen mediated doping, free electrons and holes could be introduced rendering the formally insulating polyethylene polymer conductive.4 This seminal publication earned its authors the Nobel prize in Chemistry in 2000, and paved the way for the field of conductive polymer (CP) chemistry, which is sustained today. The effective limit of the doping approach is the formation of polarons (sometimes called bipolarons, meaning the recombination of charges). Past a certain amount of doping too many free charges are too close together, so they start recombining, which decreases conductivity because conductivity requires the separation of charges. More information about the development of novel CPs, and the broad range of applications in organic electronics and biomedical applications, can be found in several reviews and texts that the reader is encouraged to check out if interested.5,6,7 In 1964 Little proposed a theoretical infinite, linear, 𝜋-conjugated chain appended with polarizable side chains as a CP with room temperature superconductivity. In a nutshell, 17 the idea was that molecular conductivity requires the exchange of electron density in one direction to facilitate conductivity along a perpendicular axis. 8 This design would likely be quite difficult produce because wave functions of the pendant groups are supposed to match the oscillation of the chain. The theoretical chain Little proposes is of infinite length, but the oscillation of a real chain would be dependent on chain length. Assuming chain growth could be controlled, the design of pendant groups with matching wave functions would have to be chain length specific and would require substantial (if not unending) optimization when considering the other requirements of reality such as solubility and synthetic feasibility. Organic conductors composed of individual organic molecules (as opposed to CPs composed of repeating monomers), promise increased tunability due to the lack of required polymerizable functional groups, and (increased hope for) crystallinity. Polymerizable monomers are challenging to modify synthetically because of the physical space the functional groups require, as well as the limited reaction conditions they can tolerate. The obstacles present in designing organic conductors composed of individual molecules with interesting electronic properties are that they are often extremely air sensitive (pentacene and pentacene derivatives), as well as the 𝜋-stacking (in order to facilitate proper orbital alignment) requirements in the solid state.9 Air sensitivity can often be reduced with synthetic modification, but engineering the crystal packing of organic molecules remains a dark art. Figure 1.1: (a) Conductive organic donor (HMTSF) and acceptor (TCNQ) molecules. (b) Donor-acceptor interactions between molecules and interchain coupling in the ab plane. (c) Orientation of HMTSF-TCNQ donor acceptor pairs projected along the a axis. Single crystal conductivity measurements are strongest along the c axis. CN CNNC NC Se Se Se Se TCNQHMTSF (a) CNNC NC CN Se Se SeSe CNNC NC CN Se Se SeSe a b (b) CN CN NC NC Se Se Se Se CN CN NC NC Se Se Se Se CN CN NC NC Se Se Se Se CN CN NC NC Se Se Se Se CN CN NC NC Se Se Se Se b c (c) CNNC NC CN Se Se SeSe CNNC NC CN Se Se SeSe 18 Chemists at duPont uirst reported electrical conductivities (as high as 100 mho/cm) in salts of 7,7,8,8-tetracyanoquinodimethane (TCQN) in the early ‘60s.10 A short while later, materials chemists at Bell Labs and Johns Hopkins had developed several derivatives of tetrathiofulvalenium-7,7,8,8-tetracyanoquinodimethane (TTF-TCNQ) donor acceptor pairs, and by 1972 the uirst room temperature organic conductor was reported, with conductivity increasing as temperature decreases, to a maximum (104 mho/cm) at 59 K.11 Finally, in 1975 Poehler and coworkers reported hexamethylene-tetraselenafulvalenium-7,7,8,8- tetracyanoquinodimethane (HMTSF-TCNQ), the uirst organic conductor to exhibit metallic conductivity at all temperatures (Figure 1.1).12 Perhaps the most valuable insight from these studies was the realization that conductivity was strongest in the direction perpendicular to the donor-acceptor interactions, through space via end-to-end orbital overlap (𝜋-stacking) between the aromatic rings. The authors also note temperature dependent phase transitions (metallic to insulating states) in several TTF-TCQN derivatives because of a peierls distortion caused by the strong interactions in only one crystallographic direction. HMTSF-TCNQ, the only derivative that exhibited metallic like conductivity at all temperatures, is the largest of the donor molecules and has the strongest interchain coupling (interactions in two crystallographic directions). Weak interactions between chains of alternating molecules establishes the fermi level of the system. The highest occupied wave functions of the individual molecules are the 𝜋-orbitals of aromatic rings perpendicular to the plane of the molecule. 𝜋-stacking between layers (c direction) allows for end to end 𝜋 orbital overlap of the highest energy orbitals facilitating electrical conduction vertically through the stacks of molecules. These results corroborated Little’s theory, albeit not with a linear chain, but between the pz orbitals of aromatic ring systems, perpendicular to the direction of the donor acceptor and interchain coupling interactions. These results imply the mechanism of conductivity in the 𝜋-stacking direction between aromatic ring systems is analogous to the right-hand rule for determining electromagnetic force (EMF), Figure 2. A helpful review of the theory behind magnetoelectricity, and progress in the area of multiferroics in condensed matter physics can be found in the perspectives referenced.13,14 19 Figure 1.2. (a) Benzene and pz orbitals with x, y, and z axes defined. (b) 𝜋-stacked benzene rings with clockwise ring current in green and induced magnetic field in pink. Electrical conduction flows vertically along the magnetic field lines. (c) The right-hand-rule dictates that a clockwise current in the x-y plane will induce a perpendicular magnetic moment, which is in the negative z-direction. 1.2 Molecular Wires 224 years ago, one of the most influential scientists of all time was born in a village called Newington Butts (now London England). Michael Faraday was a self-made chemist and physicist with very little formal education, who single handedly discovered electromagnetic rotation, induction, and diamagnetism, and was an early pioneer in the field of electrochemistry (among other scientific achievements). Faraday visualized magnetic fields as “magnetic curves… which would be depicted by iron filings” which induction occurred along. After 10 years of work, in 1831 he was able to prove through demonstration that an electric current can be induced by moving a magnet, by turning an electromagnet on and off, or by moving a wire in earth’s magnetic field. These demonstrations converted mechanical energy into electrical energy, which paved the way for the first electric generator and transformer.15,16 Between discovering electromagnetic rotation in 1821 and proving induction in 1831, Faraday worked for Humphrey Davey as a chemist and was the first person to isolate benzene (from the condensed gases of pyrolyzed whale oil) in 1825.17 Several other people synthesized and accessed benzene in different ways throughout Europe and about 40 years after Faraday’s initial report, Kekulé proposed two resonance structures oscillating at equilibria to explain the reactivity of benzene, which informed Thiele’s visual depiction (later popularized by Pauling) of the delocalized structure of y x z (a) (b) (c) i B0 Ele ctr ica lc on du cti on 20 benzene we all know today (Figure 1.3).18 100 years of synthesis, study, and daydreaming about benzene and various benzene derivatives finally culminated in Hückle’s [4n+2] π- electrons rule for the identification of aromatic molecules in 1931.19 Figure 1.3: a) Kekulé's explanation for the 6-membered cyclic structure of benzene. b) Thiele’s suggestion of a hexacentric delocalized electronic structure to explain aromatic stability. c) Hückel’s rules for monocyclic aromatic molecules based on the MO diagram for benzene. Aromatic molecules are defined by their unusual stability. In other words, the difference between the observed heats of formation of benzene and cyclohexatriene (the hypothetical unconjugated resonance structure of benzene), is the resonance energy of benzene.20 This resonance energy manifests as the delocalization of [4n+2] π-electrons in planar, conjugated, cyclic molecules. With Hückle’s aromaticity criteria in hand, one year later London published a quantum theory of interatomic currents in aromatic compounds based on Bloch’s approximation method and molecular orbital bonding theory, commonly referred to as “London diamagnetism”.3 In the 1950’s Pople’s ring current model elaborated on London’s theory to include the relationship between the strength, size, and shape of the ring current and corresponding induced magnetic field generated.21 The works of the aforementioned (and many more unmentioned) chemists and physicists in the 19th and early 20th centuries provided the foundation for some really exciting ideas in the mid 20th century.22 In the early 1960’s several theories emerged with the same core idea, that the electron delocalization found in the conjugated 𝜋-bonds of aromatic molecules could be thought of as a form of conductivity and could be described as looped molecular wires.23 In 1965, Ronald Breslow, an organic chemist at Columbia University, first proposed the concept of antiaromaticity, based on cyclobutadiene’s molecular orbital configuration.24 Breslow’s E “oscillates between” Kekulé 1872 “hexacentric” Thiele 1899 [4n + 2] !-electrons Hückel 1931 (c)(b)(a) 21 work in this area largely focused on differentiating antiaromaticity from psuedoaromaticity, and developing experimental methods to quantify antiaromatic character.25,26,27 This led to the widely accepted theory that reduced aromaticity or molecules with pronounced antiaromatic character should be more conductive as molecular wires. What I think is convoluted is the relationship between the direction of the ring current and the direction of electrical conduction measurable with single molecule conductance studies. The development of the field of molecular electronics necessitates a functional understanding of the relationship between the electronic structure of a given molecule and conductivity. Chemistry, Physics, and (I’m sure) all fields of study to some extent, have their own language, so words like conductivity mean different things in different contexts. Physics defines conductance (𝜎) as the reciprocal of resistivity (𝜌), and is measured in siemens per meter (S/m). Conductivity is generally defined as the ability of some material to conducts electricity, so S = amperes/volts (A/V). A material with a conductivity of 1 S would exhibit a conductance increase of 1 amp per every 1 volt increase across some length of that material (m). Electrochemistry measures conductivity of molecules or electrolytes in solution as voltage over impedance, which can also be used to study to kinetics of charge transfer in that solution. Charge transfer between molecules in solution is driven by potential energy which comes from the separation of charges (further apart, greater potential energy).28,29 Molecular conductivity can be measured and defined in a variety of ways, one of which is single molecule conductance studies where a molecule is held between two electrode tips with an applied current. Breslow’s work focused on diamino functionalized aromatic polycyclic ring systems, which are typically thought of as 2-dimesional in the direction the conductivity is measured. So, the conductivity of the molecule is determined as reciprocal of the change in current (resistance) between the electrodes. This method measures the conductivity parallel to the plane of the molecule, which could also be described as intramolecular charge transfer. When a looped metal wire (and in theory a molecular wire), is subjected to an applied magnetic field, an electrical current is induced in the wire, which in turn produces an induced magnetic field. The direction of induced current in metal wire is dependent only on the relative orientation of the applied magnetic field and the direction the metal wire is being 22 moved, while the direction of induced current in a molecular wire also depends on the type of molecular wire (Figure 1.4).30 Importantly, in all cases, the direction of electrical current follows the path of the wire, and conductance between wires flows along the magnetic field lines of the induced magnetic field, the strength of which is proportional to the flux of the induced magnetic field? Charge transfer (or conductivity) within molecules relies on orbital overlap, so if the highest occupied wave functions of the individual molecules are the 𝜋- orbitals of aromatic rings perpendicular to the plane of the molecule, charge transfer should be strongest in the direction of maximum orbital overlap (end-to-end), which would be perpendicular to the plane of the molecule, not parallel to it. Figure 1.4 (a) Left, 6 𝜋-electron diatropic ring current of benzene illustrated in green. Right, the volume of benzene (approximated as V=!√! # (a2 ∙h), when a = the bond lengths of delocalized benzene, and h = the diameter of a carbon atom) illustrated in pink. (b) Left, 4 𝜋-electron paratropic ring current of cyclobutadiene illustrated in green. Right, the volume of cyclobutadiene (approximated as V=a2 ∙h), illustrated in pink. This is why the way molecular conductivity is defined is important. Antiaromatic molecules have stronger ring currents (destabilizing resonance energies)31 because of the greater charge density in cyclic structures with [4n] 𝜋-electrons (Figure 1.4).21,32 When single molecule conductance studies include aromatic analogs, the single molecule 6 !-e- 4 !-e- V ≅ 2.9 Å3 V ≅ 8.7 Å3 (a) (b) 23 conductance is higher in the antiaromatic molecules.33 When 𝜋-stacked aromatic rings are measured as the junction in scanning tunneling microscope-based break-junctions (STM-BJ) studies, conductance decreases with increasing rings, ohmic behavior.34 in the HOMO energy level of aromatic and antiaromatic ring systems are typically the 𝜋-bonding orbitals of the conjugated ring. The direction of conductivity that would be significantly greater in materials composed of antiaromatic molecular subunits (relative to analogous aromatic subunits) would be in the direction of 𝜋 -stacking between the pz orbitals of vertically aligned molecular subunits.35 As a conducting layer between other materials, the valence band (HOMO) will be higher in energy in antiaromatic molecules, which should be closer to the fermi level of inorganic conductive materials.36 The Breslow groups initial STM-BJ publication in the early 2000’s, included a correlation between the relative aromatic character of a set of molecular wires and oxidation potentials as measured by solution state CV.37,38 However this correlation is frequently mis-cited, and later proved to be limited to aromatic molecules. In the groups 2010 publication, several derivatives of biphenylene were investigated and no correlation between oxidation potential and molecular conductivity as measured by in single molecule conductance studies was found.39 Although the authors stated that the antiaromatic character of biphenylene was not prominent (because biphenylene is not antiaromatic), so the study was inconclusive. The body of work generated by the Haley lab over the last 12 years proves that increasing antiaromatic character (in a family of structural isomeric s-indacene hybrids) has no correlation with increased or decreased oxidation potential, and instead correlates with decreasing reduction potential as measured by solution state CV.40 The difference in electrochemical property trends in aromatic and antiaromatic molecules reminds me of p-type and n-type doped semiconductors. The concept of antiaromaticity is difficult to articulate, which makes identification of structure property relationships in this class of molecules a unique challenge. Computational studies with decreasingly aromatic 3-coordinate subunits (organic linkers) in metal-organic-frameworks (MOFs) indicate conductivity (based on computed band gaps) increases between layers (𝜋 -stacking direction) with decreasing aromaticity 24 (increasing NICS values) of the linkers.41,42,43 Single crystal conductivity measurements of conductive MOFs corroborate this with consistent highest conductivity measured in the direction of 𝜋 -stacking between the organic linkers.44,45 The strength of conduction is determined by the identity (and corresponding HOMO energy level) of the linker.42,46,47, Single molecule conductance studies are not a direct way of measuring relative strengths of aromatic or antiaromatic ring current conductivity in fused ring systems.48 Conductance increases with decreasing aromatic character in single molecule conductance studies because as the ring current gets weaker (from benzene to naphthalene to anthracene), the molecule’s resistance to charge transfer in and out the current decreases. Likewise, single molecule conductance studies with antiaromatic molecules have been described as possessing anti-ohmic resistance. The term anti-ohmic refers to Ohm’s law which dictates that the resistance of a conductive wire should increase with increasing wire length, so anti-ohmic means the relationship is inverse. It’s a term that is relevant for linear (cumulene-like) molecular wires, but in this context it is a convoluted way of saying; molecules composed of fused ring systems do not behave like linear stretches of metal wires, instead they behave like looped metal wires (rings) when they are composed of one or a few rings. As the number of rings increases, the ring current in the single molecule junction gets weaker (regardless of direction), the voltage across the length of the molecule remains constant, and conductivity along the length of the molecule experiences less resistance as it passes through the molecules ring current (becomes more wire like).49,50,51 It is interesting that both aromatic and antiaromatic molecules become more conductive with increasing conjugation, because would be anti-ohmic behavior. They also both poses increased diradical character with increased conjugation. As acenes get progressively longer, they become increasingly air sensitive because of cycloaddition reactions with O2. Antiaromatic molecules are significantly less air sensitive, because their reactivity is fundamentally different.52 Unfortunately, the limiting factor for synthesizing novel extended acene like structures (aromatic, antiaromatic, or hybrid) is solution processability (solubility). 25 1.3 [4n] 𝝅-Electron Molecules along the Antiaromatic-Diradical Character Continuum Antiaromaticity is defined by in the Gold Book of the international Union of Pure and Applied Chemistry (IUPAC),53 based on Minkin’s definition as “antiaromaticity (antithetical to aromaticity) …. In contrast to aromatic compounds, antiaromatic ones are prone to reactions causing changes in their structural type, and display tendency to alternation of bond lengths and fluxional behavior (see fluxional molecules) both in solution and in the solid. Antiaromatic molecules possess negative (or very low positive) values of resonance energy and a small energy gap between their highest occupied and lowest unoccupied molecular orbitals. In antiaromatic molecules, an external magnetic field induces a paramagnetic electron current. Whereas benzene represents the prototypical aromatic compound, cyclobutadiene exemplifies the compound with most clearly defined antiaromatic properties.” 54 Assuming the electronic nature of antiaromatic-aromatic-hybrid molecules can be accurately described as being along a continuum, the following is how I would explain it. I prefer to define the classes of cyclic, conjugated organic molecules as: formally aromatic, formally antiaromatic, and nonaromatic molecules based on structural criterial alone. A molecule is aromatic or antiaromatic if it belongs to the corresponding formal class (based on planarity and number of 𝜋-electrons) AND has a detectable diatropic or paratropic ring current. Therefore, aromaticy and antiaromaticy are not properties themselves, unless those terms are synonymous with diatropic and paratropic ring current respectively. Planar, conjugated, cyclic molecules with [4n] 𝜋-electrons exist on a size dependent continuum of antiaromatic to diradical character continuum (AADCC). For the remainder of this discussion, the following terms will be defined as such: 1. Formally aromatic: A class of organic molecules which are conjugated, cyclic, and planar with [4n+2] π-electrons, and behave like increasingly conductive molecular wires with increasing aromatic character. 2. Aromatic: A subset of formally aromatic molecule which displays empirical evidence of a diatropic ring current, behave like moderately conductive molecular wires. 26 3. Formally antiaromatic: A class of organic molecules which are conjugated, cyclic, and planar with [4n] π-electrons, and behave like increasingly conductive molecular wires with increasing antiaromatic character. 4. Antiaromatic: A subset of formally antiaromatic molecules which displays empirical evidence of a paratropic ring current, behave like highly conductive molecular wires. 5. Nonaromatic: A molecule missing one or more criteria that define the classes of formally aromatic and formally antiaromatic molecules, should not behave like a molecular wire. The first highly coveted antiaromatic synthetic target (which maintains its status today the defining example of antiaromaticity) was cyclobutadiene (CBD). CBD (C4H4) delocalizes 4 π-electrons in a conjugated, planar, square shaped ring, resulting in a strongly destabilizing paratropic ring current. Unsubstituted CBD was finally tamed by Cram and coworkers in 1988, and evidence of a paratropic ring current can be found in the 1H NMR spectra which exhibits a sharp peek at 2.3 ppm (below the expected range for isolated alkenes).55 However, when tetra-substituted with t-butyl groups, Masamune et al. found 4 bands by IR spectroscopy, disproving a D4h symmetry (i.e. no delocalization, no ring current), making (along with several other examples) substituted CBD formally antiaromatic.56 Interest permitting, the reader is directed to a comprehensive review of the early work on cyclobutadiene, and it’s various substituted derivatives which informed the community about the reactivity and electronic structure of this strange little molecule, and motivates the study of antiaromatic molecules in perpetuity.57 Cyclooctatetraene (COT) is nonaromatic, not formally antiaromatic because it is not planar. It is cyclic, conjugated, and contains 4n π- electrons, but the ring current does not exist because the molecule forms a tub shape. It is (relatively) stable and can be isolated in it’s unsubstituted form as liquid at room temperature.58 COT can be planarized through aromatic ring fusion, at which point it does exhibit evidence of a weak local antiaromatic ring current, but the native (unsubstituted) molecule is nonaromatic.59 On the other hand, pentalene (the bicyclic analog of COT) is antiaromatic. Pentalene contains the same number of π-electrons and carbons as COT but has two less hydrogens and is planar. Pentalene has been isolated in a variety of substituted forms and shows empirical evidence of a paratropic ring current.60,61These definitions 27 primarily rely on structural and magnetic properties because the structural criteria can be described numerically (by π-electron count) and with symmetry labels.62,63 Magnetic properties are definitive because they are experimentally quantified and are directly related to the direction and strength of the ring current.16,21,30,64 The magnetic properties define the relative antiaromatic character of molecules along this spectrum. The trends in magnetic properties as measured by proton NMR for a set core length, align with expected energetic property trends as measured by UV-vis and solution state cyclic voltammetry (CV). The HOMO-LUMO gap (can be approximated by the optical gap, which) decreases with increasing antiaromatic character (ring current strength). If antiaromatic molecules can be thought of as molecular wires, and ring current strength is proportional to conductivity, then the susceptibility of the wire to electromagnetic forces should be related on the conductivity of the wire. More specifically, an electronic current is more easily induced in wires with strong ring currents (more antiaromatic character) by magnetic fields, and more sensitive to electromagnetic radiation (absorbs more broadly and lower energy light). The detailed description of the continuum is important because energetic molecular properties (decreasing HOMO-LUMO gap) trend with increasing n and corresponding decreasing antiaromatic character. Energetic measurements should only ever be used to compare the effects of synthetic modification of a single structure, for example the optical gap decreases from anti-IDBF to syn-IDBF because the syn-fusion of benzofuran increases the paratropic ring current strength more than the anti-fusion of the same heterocycle to the same core (s- indacene).65,66 The HOMO-LUMO gap decreases from syn-IDBF to syn-IIDBF with decreasing paratropic ring current strength because conjugation increases from IDBF to IIDBF.62,67,68,69 A small HOMO-LUMO gap is a characteristic of antiaromatic molecules but cannot be a definitive criterion for antiaromaticity, because lots of aromatic molecules have small HOMO-LUMO gaps, and small is relative. Additionally, based on molecular orbital calculations at the TPSSh/def2tzvp level of theory, the HOMO-LUMO gap varies considerably along the AADC. The HOMO-LUMO gap decreases from CBD to pentalene, increases to s- indacene, and then decreases to DCPN and DCPA (Figure 1.5 and 1.6). The pseudo-Jahn- Teller (pJT) distortion associated with weakly antiaromatic molecules is a result of the small 28 HOMO-LUMO gap and refers to the pseudo degenerate HOMO and HOMO-1 energy levels in s-indacene and beyond on the AADC. Jahn-Teller distortion is the molecular equivalent of a peierls distortion, the effects of which increase with increasing density of states near the fermi level in materials, and analogously density of molecular orbital energy levels near the HOMO-LUMO gap in molecules. The distortion in molecules with [4n] π-electrons is pseudo because the (D4h or D2h for CBD, and D2h or C2h for pentalene and beyond depending on the method of calculation) symmetry does not have any degenerate orbitals, in contrast to benzene (Figure 1.5 b, c). The pJT distortion occurs in molecules with increasing n along the AADCC to stabilizes the HOMO-1 bond-alternant ground state (valence tautomer), to avoid forbidden transitions to higher energy and increasingly antiaromatic states. Figure 1.5. (a) AADCC from CBD to s-indacene depicted with molecular orbitals. (b) Benzene’s D6h symmetry results in degenerate orbitals (for contrast). (c) pseudo-Jahn-Teller distortion of s-indacene depicted as an energy barrier between two bond-alternant ground states with a delocalized transition state, next to benzene which has a delocalized ground state in an energetic well between two bond alternant resonance structures. Molecular orbital calculations preformed at the TPSSh/def2tzvp level of theory with isosurface values at 0.015 a.u. It is well established that as the number of 𝜋-electrons increase within the class of formally antiaromatic molecules, the strength of the paratropic ring current decreases HOMO-2 (B1u) -9.745 eV HOMO-1 (B2u) -8.851 eV HOMO (B2g) -4.492 eV LUMO (B1g) -2.430 eV LUMO+1 (Ag) 1.948 eV HOMO-2 (B2g) -8.168 eV HOMO (B1u) -4.710 eV LUMO+1 (B2g) 0.795 eV HOMO-1 (B1g) -6.572 eV LUMO (B3u) -3.402 eV LUMO+1 (Ag) 1.82 eV HOMO-2 (B3u) -7.287 eV HOMO (B2g) -5.159 eV LUMO (B1g) -3.394 eV LUMO+1 (B3u) -1.068 eV HOMO-1 (Au) -5.515 eV LUMO+2 (B3g) 1.374 eV HOMO-1 (E2g) -6.641 eV HOMO (E2g) -6.614 eV LUMO (E1g) -0.626 eV LUMO+1 (E1g) -0.626 eV Increasing antiaromaticity s-Indacene Benzene PentaleneCyclobutadiene (a) (b) (c) 29 (increasing the stability of the delocalized state).70 The LUMO+1 state (which is above the vacuum in these calculations, and are meant to be qualitative) for CBD and pentalene looks like delocalized ring currents that becomes increasingly wobbly with increasing n and is no longer continuous in s-indacene (LUMO+2). With increasing n, the ring current gets larger and weaker, the stability of the delocalized state increases, dropping from the LUMO+2 of s- indacene (above the vacuum) to the LUMO+2 of DCPN (below the vacuum) and then back up to the LUMO+3 of DCPA. This is a visual representation of the antiaromaticity cutoff at s- indacene. Also at this point on the continuum, the HOMO and HOMO-1 reverse, and the transition from the HOMO to the LUMO+1 (diradical state) is facilitated by the decreasing HOMO-LUMO gap which trends with increasing conjugation and diradical character from s- indacene to dicyclopenta[b,g]anthracene (Figure 1.6).71,72 The antiaromaticity cut-off at s- indacene aligns with Berger and Viel’s interpretation of symmetry criteria for antiaromaticity. Pentalene (n =2) and s-indacene (n=3) are still S2 symmetric (in terms of Kae cyclic-based point groups) and are antiaromatic, but dicyclopenta[b,g]naphthalene DCPN (n=4) and dicyclopenta[b,g]anthracene DCPA (n=5) are diradicaloids, and are S2n+2 symmetric.63 30 Figure 1.6 AADCC from s-indacene to DCPA. Molecular orbital calculations preformed at the TPSSh/def2tzvp level of theory with isosurface values at 0.015 a.u. The continuum begins at cyclobutadiene (4 𝜋-electrons, n=1), which has significant antiaromatic character in its unsubstituted form, but any thermodynamic (aryl ring fusion) or kinetic (sterically bulky groups i.e. t-butyl) render it formally antiaromatic. This is because stabilization of the ground state (valence tautomers of D2h symmetry) result in a larger activation barrier and making the delocalized structure less frequently occupied. This differentiation between antiaromatic and formally antiaromatic is particularly important for CBD derivatives because of the bond length alternation (BLA) discussions in the literature. BLA (in combination with the remaining structural criteria) is evidence of a formally antiaromatic ground state, (or a frozen transition state)73 but not antiaromaticity. For example, multiple reports of aromatic ring fused CBDs (in the absence of protons on the 4- membered ring), cite highly alternating bond lengths and crystal structure bond angles as HOMO-2 (B3u) -7.287 eV HOMO (B2g) -5.159 eV LUMO (B1g) -3.394 eV LUMO+1 (B3u) -1.068 eV HOMO-2 (Au) -6.713 eV HOMO-1 (B3u) -5.448 eV HOMO (B1g) -4.95 eV LUMO (Au) -3.394 eV LUMO+1 (B2g) -1.869 eV LUMO+2 (B3u) -0.268 eV HOMO-1 (Au) -5.515 eV HOMO-2 (Au) -6.137 eV HOMO-1 (B2g) -5.619 eV HOMO (B1g) -4.59 eV LUMO (Au) -3.417 eV LUMO+1 (B3u) -2.439 eV LUMO+2 (B2g) -0.841 eV LUMO+3 (B3u) -0.111 eV Increasing diradical character s-Indacene Dicyclopenta[b,g]naphthalene (DCPN) Dicyclopenta[b,g]anthracene (DCPA) 31 evidence of strong antiaromatic character.74 There is no reason to believe some novelly substituted phenanthrene fused CBD derivative would be antiaromatic, when every other example reported is only formally antiaromatic because any substitution of CBD stabilizes the bond alternant ground state making the delocalized transition state inaccessible.75,76 If it doesn’t delocalize it’s not antiaromatic. Maybe I’m biased, I just think zirconacene chemistry is too perplexing for CBD derivatives.77 A recent report from the Yasuda group describes taming the pseudo-Jahn-Teller distortion effect in a pair of dibenzothieno[a,f]pentalene isomers via fusion orientation of the thiophene moieties. The authors attribute the decreased energy barrier (Ea‡ of less than 1 kcal/mol) to the decreased aromatic character of the fused thiophene rings (relative to benzene), stabilizing the transient C2v-symmetric structure. This could also be thought of as destabilizing the bond alternant ground state, resulting in more pronounced antiaromatic character in the hybrid molecules because of the increased time spent in the transition/excited state.78 A similar phenomena (opposite approach, increasing the Ea‡) has also been observed in s-indacene and dicyclopenta[b,g]naphthalene derivatives, (syn-IDBTS and IIDBTS). Thermodynamic stabilization of the ground state was increased upon oxidation of the fused (aromatic) benzothiophene moieties to (nonaromatic) benzothiophene-S,S- dioxides, causing in an increased HOMO-LUMO gap (based on experimental optical and electrochemical gaps). This was described by the authors as “decreasing the antiaromaticity via late-stage modification”. Anyway, the result was evidence of valence tautomerization (post oxidation) in the crystal structures, where the bond alternation pattern in the s- indacene core reversed. 1H and 13C NMR peaks are sharp at room temperature and indicate a significant Ea‡, and upfield shifted 1H core proton peaks post oxidation corroborates the claim of decreased antiaromatic character. The observation that this is due to spending less time in the transition state is not mentioned but fits with the reported data.79 Thermally accessible diradical character is present in several derivatives of DCPN and DCPA reported by the Haley lab.80,81,82 The trends in the optical and electrochemical properties of DCPN and DCPA derivatives indicate increased conjugation is responsible for decreased HOMO-LUMO gaps, because 1H NMR data (corroborated by NICS scans) implies the deshielding effects of the paratropic ring current decrease from s-indacene to DCPN to 32 DCPA in heterocycle fused and hydrocarbon derivatives.62,81,69,83,84,85 Further information on the structure property relationships of formally antiaromatic molecules past the antiaromaticity cutoff (n > 3) on the antiaromatic-diradical character can be found in the impending review article from the Haley group at the University of Oregon. 1.4 Rational Design and Synthesis of s-Indacene Hybrids s-Indacene occupies a unique intersection of the antiaromaticity-diradicaloid continuum, at the point of maximum ring current size and the end of the accessibly antiaromaticity. The size of the ring current is inversely related to the strength of the ring current, so compared to cyclobutadiene and pentalene, s-indacene is relatively stable. Relatively being the key word, s-indacene cannot be isolated in its native form because it will readily react with oxygen to form Janus dione in addition to other degradation pathways under ambient conditions.86 However, through the power of organic synthesis, s-Indacene can be effectively stabilized through aromatic ring fusion to the outer five-membered rings, and the reactive apical carbons can be kinetically blocked with bulky substituents. The indeofluorene project began with reports of hydrocarbon structural isomers of indenofluorene, which identified the optimal 12 𝜋-electron scaffold to study the structure property relationships of antiaromatic-hybrid molecules as s-indacene.87,88 s-Indacene can be thermodynamically stabilized by fusion of aryl rings to the outside of the 5-membered rings of the core, the most basic form of which would be symmetric fusion of benzene rings to make indeno[1,2b]fluorene (IF).89 Initial investigations into the structure property relationships of IF involved tuning through addition, by altering the identity of the protecting group at the apical carbons.90 This tuning direction was not very effective in altering the electronic or magnetic properties of the molecule but does control solid state packing.91 Relatively quickly, the Haley lab moved from tuning by addition to tuning by fusion through several different methods including 𝜋-extension of the s-indacene core, 𝜋-extension of peripheral aromatics, and the inclusion of heterocycles in the core and peripheral aromatics 33 in an extremely thorough effort to probe the structure property relationships of this strange class of molecules (Figure 1.7). 40,92,93 Figure 1.7. (a) general retrosynthesis of IF derivatives. (b) Tuning through fusion occurs within the first set of synthetic steps. Arrows 1 and 3 illustrate tuning through 𝜋-extension and heterocycle incorporation of the peripheral aromatics, respectively. Arrows 2 and 4 illustrate 𝜋-extension of the core and desymmetrization of the core, respectively. (c) Tuning by addition for arrow 1 occurs as a variable lithiation addition to the diketone intermediate. Tuning by addition for arrow 2 refers to pendant functional groups attached to the peripheral aromatics, which occurs before the first step of the synthesis. 𝜋-Extension of the core by n=2, which lead to the synthesis and isolation of fluoreneofluorenes (FF)83,94 and eventually by n=4 to diarenoanthracene (Dian).95,96 The most notable impact of 𝜋-extension of the core on the molecular properties is the increasing diradical character with increased core conjugation (relative to s-indacene core IFs), which provided valuable insight about the antiaromatic-diradical continuum. The study (and further synthetic modification)97,98,99,100,68,101 of extended diradicaloid scaffolds based on the original s-indacene IF core is essentially a separate project at this point and is for that reason outside the scope of this discussion.102,103 𝜋-Extension of the peripheral aromatics from benzene to naphthalene, had some minor impact on the molecular properties, which was attributed to the change in bond order along the fusion bonds of s-indacene. Heterocycle incorporation into the peripheral aromatic stabilizing groups has by far in a way been the most impactful method of synthetic modification for tuning the molecular properties of this family of molecules.98,62 I am skipping past several impressive projects that combined multiple modifications (such as 𝜋-extended heterocycle peripheral aromatics).104,105 The R R n X X 1 3 2 4 EtO O OEtO OEtO EtO O 2 Ar Bpin Ar Ar R R X Y O O Ar Ar Ar Ar R R R R 1 2 (a) (b) (c) 34 impact of heterocycle incorporation is dramatic and clearly illustrated by the breadth of NICS values (representative of paratropic ring strength), but the structure property relationships across all heterocycle-fused-s-indacene has yet to be explained (in a way that includes 𝜋- accepting heteroatoms).106,62,81 35 CHAPTER II HETEROCYCLE FUSED S-INDACENE HYBRIDS The experimental work in this chapter was performed by Isabella S. Demachkie and is unpublished. The computational work in this chapter was performed by Dr. Said Jalifo Jacobo with the help of Prof. Judy I. Wu and is unpublished. This chapter was written by me with computational assistance from Dr. Said Jalifo Jacobo, and helpful input from Brian Diamond, Parker Brodale, and Prof. Chris Hendon. 2.1 Introduction Aromaticity is a fundamental concept in organic chemistry which explains the stability of benzene and other molecules with 4n+2 π-electrons in a planar, conjugated ring. Initially proposed by Ronald Breslow in 1965, the term antiaromaticity refers to a class of organic molecules with 4n π-electrons in a planar, conjugated ring.[1-4] Antiaromaticity is the “opposite” of aromaticity in that the delocalized ring current (in an applied magnetic field) is diatropic (clockwise) for aromatic molecules, and paratropic (counterclockwise) for antiaromatic molecules. Antiaromatic molecules are fundamentally interesting because they are extremely reactive in a unique way, are nearly impossible to isolate in their unsubstituted form. However, significant work undertaken by various groups has resulted in a library of aromatic-antiaromatic hybrids based on cyclobutadiene,107,108 pentalene,109– 111 and indacene,40,112 among others. This work has been in part, motivated by the molecular properties associated with antiaromatic molecules such as a small HOMO-LUMO gap, concomitant red-shifted absorption, amphoteric redox properties, and induced magnetism.113 These properties are desirable for applications in organic electronics such as organic field effect transistors (OFETs), organic photovoltaics (OPVs), and organic solar cells (OSCs), among other potential future possibilities. They are fundamentally interesting because when fused between diatropic aromatic rings, a paratropic antiaromatic ring current is induced by polarization. The paratropic ring current is detectable by 1H NMR spectroscopy, and the relative strengths of the ring current (in isomers of the same aromatic- antiaromatic-aromatic system) are accurately illustrated by NICS𝜋ZZ1.7 plots.21,30,93 36 The strength of the induced paratropic ring current can be tuned through organic synthesis. The Haley lab has spent the last 15 years systematically synthetically tuning the s- indacene scaffold (and extended quinoidal analogs along the antiaromaticity-diradical character continuum (ADCC)). Tetra-iododo-dibenzo[a,g]s-indacene, first reported by Swager and coworkers in 1994, was not incredibly stable, but provided the inspiration and basis for tetrayne-indeno[1,2b]fluorene, which is reasonably stable and was reported by Chase et al a short 16 years later.86,114 There were other successful synthetic routes developed in-between the two, which deserve recognition, but are omitted for brevity. Over the last 15 years, the Haley lab has developed a synthetic route that is robust and adaptable enough to facilitate a systematic study of the structure property relationships of s-indacene through an isomeric study of aryl-fused-s-indacene hybrid molecules. For an in-depth review of the various synthetic methods developed by the Haley lab, please refer to Gabrielle Warren’s dissertation.115 The general synthesis is as follows: Beginning with diethyl 2,5- dihaloterephthalate, two equivalents of arylboronic acids or arylboronate esters can be Suzuki cross-coupled either simultaneously or sequentially (to introduce asymmetry), to yield the diester intermediate. The diester is then saponified and then undergoes a subsequent Friedel-Crafts alkylation or (acylation depending on coupling partners) to form the dione. Following the ensuing lithiation addition, a tin-mediated reductive dearomatization yields the antiaromatic s-indacene-aromatic-hybrid product (Scheme 1). Scheme 1. General 5 step synthesis for s-indacene derivatives from commercially available starting materials While the synthesis is robust, the purification of the final products is not for the faint of heart. Organotin compounds (the inevitable biproducts and degradation products of the final i. COCl2, DMF DCM, rt, N2 8 h OEtO EtO O Y X L2Pd, K3PO4 Toluene, Water, 110 °C, N2, 12 h Ar1 B(OR)2 Ar2 B(OR)2 EtO2C CO2EtAr1 Ar2 EtOH, Water, 90 °C, 3 days KOH HO2C CO2HAr1 Ar2 ii. AlCl3, DCM, N2, rt, 12 h O O Ar1 Ar2 THF, -78 °C - rt, N2, 12 h Li-R Ar1 Ar2 HO R HO R Ar1 Ar2 R R Toluene rt, N2, 12 h SnCl2 1 2 3 4 5 37 reaction) are notoriously toxic. Making cool molecules usually requires skill and strong reagents, so you (usually) get to pick your poison and how many times you poison yourself. I never ran mine with heat, and I obsessively cleaned my starting material, but increased exposure frequency is inherent to late-stage synthetic optimization projects. Despite the potential health risks, I appreciate the structural diversity of the library of molecules the synthetic methodology has facilitated. Through a large library of antiaromatic-hybrid molecules, physical organic intuition, topological charge theory, and experimental and computational data I have developed an understanding of the structure property relationships of molecules on the ADCC.81,62,93,106It is understood that all the molecular properties and the structure are all one thing defined by the linear combination of wave functions for each particle. Structure and properties are just how the molecule interacts with different things, so talking about it as a cause-and-effect relationship is silly because quantum mechanics is real. But the physical organic principals that explain reactivity and reaction mechanisms are also real. It all fits together, so it really doesn’t matter, you can explain it both ways. 2.2 The Heterocycle Effect The s-indacene scaffold can be tuned through 2 major methods, tuning by addition and tuning through fusion. Step 5 (Scheme 1) is tolerant of a variety of alkyl and phenyl lithiates. 116,117,118 The reactivity of at the apical carbons requires sterically bulky protecting groups, so mesityl-like R groups are most kinetically stabilizing, and TIPS ethynyl-like groups facilitate the best solid-state packing for the conducting layer of organic electronic devices.36,119 Tuning by addition does not have a significant impact on the magnetic or electronic molecular properties, other than fluorinated phenyl groups, which were reported to have reduced the electrochemical gap by up to 0.2 eV.120 Tuning through fusion described several different synthetic modifications including 𝜋-extension of the s-indacene core, 𝜋- extension of peripheral aromatics, and the inclusion of heterocycles in the core and peripheral aromatics. The most effective of which is the fusion of heterocycles as the peripheral aromatics. The complete collection of benzoheterocycle-fused-s-indacenes published by the Haley lab, can be seen below in Figure 2.1. The defining molecular property 38 of antiaromatic molecules is the energetically destabilizing paratropic ring current. The relative strength of the ring current (antiaromatic character/antiaromaticity) can be approximated by the shielding effect on the protons on the periphery of the ring caused by the ring current’s induced magnetic field. The shielding effect can be measured experimentally by 1H NMR and accurately predicted and ranked by NICS plots. When NICS plots are computed at B97-2/6-311+G**//M11/6-311+G**73,93 Figure 2.1. All 14 reported benzoheterocycle-fused-s-indacene hybrids by the Haley lab. Pink brackets highlight the symmetric IDBTs (1 and 2) and oxidized IDBTS analogs (3 and 4). Green brackets highlight the asymmetric IBFBTs (7 - 10) and oxidized IBFBTS analogs (11 - 14). The effect of the fusion orientation heterocycles (1-14) on the antiaromatic character has been partially explained with reference to Gimarc’s rule of topological charge stabilization, which can be summarized as: In a non-isoelectronic structure, there is a preferred (lowest energy) arrangement of topological charge.121 Natural population analysis (NPA) charges provided by the Wu group in a collaborative publications with the Haley lab reported the points of highest topological charge are at 2 and 6 positions of s-indacene.62,79 The original NPA calculations of the IDBT (1 and 2) and IDBF (5 and 6) suggested that the syn-fusion (for this subset) was more destabilizing because it enforced a less negative partial charge on the 2 and 6 carbons of the s-indacene core, which agreed with the experimental data and NICS calculations for all four molecules. It was thought that the syn-IDBF (5) was more destabilizing than the syn-IDBT(1) because oxygen is a better donor than sulfur due to O S R RS O R R O S R R 7 109 S O R R 8 O S R RS O R R O S R R 11 1413 S O R R 12 O O O O O O O O S S R RS S R R 1 2 S S R RS S R R 3 4 O O O O O O O O O O R R O O R R 5 6 [O] [O] 39 atomic size and orbital alignment with sp2 hybridized carbon atoms. Everything was great and made sense until Justin oxidized the IDBTs. The IDBTSs (3 and 4) flipped trend in fusion orientation effect and made no sense with the topological charge rational. The benzothiophene-S,S-dioxide heterocycles should be less donating than benzothiophene, so the IDBTSs should have just had less antiaromatic character than the IDBTs but the reason for the trend reversal written off as “being dominated by the clar-sextet effect”.79In a more recent computational study, Warren et. al., explain that when fused in the syn orientation, O,S, and N-containing heterocycles follow a trend of increasing paratropic ring current strength (antiaromaticity) with increasing donor strength (N>O>S). With 𝜋-extension of the peripheral benzenes of the fused heterocycles, the strength of the donor effect of the heteroatoms decreases.106 Elaborating on this explanation, I would agree that the syn- fusion of heterocycles to the s-indacene core are better oriented to donate, but I would add that the anti-fusion of the same heterocycle is better oriented to withdraw from/donate holes to the paratropic ring current, because the current it directional. Electrons and holes each flow in one direction, so depending on whether electrons or holes are being donated, either the syn or anti fusion orientation accelerates the ring current. Strong 𝜋-donors primarily donate electron density, regardless of fusion, and strong 𝜋-acceptors primarily withdraw electron density (donate holes), regardless of fusion orientation. These structure property relationships are depicted by calculated benzocyclopentadiene-anion-fused-s- indacenes (isoelectronic analogs, IDCPDAs 19, 20) HN NH R R H N N H R R 23 24 HB BH R R H B B H R R 25 26 HC CH R R H C C H R R 21 22 HC CH R R H C C H R R 19 20 40 Figure 2.2. Top row, imaginary isoelectronic analogs left to right; syn-IDCPDA (19), anti- IDCPDA (20), syn-IDCPDC (21), anti-IDCPDC (22). Bottom row left to right; unreported indole-fused s-indacenes syn-IDI (23), anti-IDI (24), and imaginary borole-fused-s- indacenes syn-IDB (25), anti-IDB (26). indacenes (isoelectronic analogs, IDCPDAs 19, 20) for the 𝜋-donating-heterocycle-fused molecules (1,2,5,6,7-10, 23 and 24), and benzocyclopentadiene-cation-fused-s-indacenes (isoelectronic analogs, IDCPDCs 21, 22) for the 𝜋-accepting-heterocycle-fused molecules (3,4, 11-14, 25 and 26) seen above in Figure 2.2. The impact of these effects on the ring current are illustrated by the Gauge-Including Magnetically Induced Current (GIMIC) plots, NICS(1)zz ring values, and Natural Population Analysis (NPA) backed resonance structures below (Figure 2.3e). Figure 2.3. (a) GIMIC plots of 𝜋-donating isoelectronic analogs (syn-IDBCH- and anti-IDBCH- ) and (b) GIMIC plots of 𝜋-accepting isoelectronic analogs (syn-IDBCH+ and anti-IDBCH+) computed at M11/6-311G** level of theory. (c) NICS(1)zz values of 𝜋-donating isoelectronic analogs and (d) s-indacene and (e) 𝜋-accepting isoelectronic analogs computed at the B97- 2/6-311+G(d,p) level of theory based on M11/6-311+G** optimized structures, with resonance structures supported by NPA calculations. 𝜋-Electron density at the 2 and 6 carbons in (c), (d), and (e) are calculated using extended Hückel theory. GIMIC plots generated using M11/6-311G** geometry optimized structures, which when placed in an integration plane, produce directional current flow to the left or right of each (a) (b) (c) (e) (d) 41 grid point. Because tropicity is a non-local property, and every molecule with a ring current contains a paratropic (negative by convention) and diatropic (positive by convention), the streamlines (spaghetti plots which are the basis of the GIMIC plots) illustrate the dominant current.122 Syn-fusion of CH- induces the strongest paratropic ring current (ring A NICS value) in the s-indacene core, followed by anti-fusion of CH-, followed by anti-fusion of CH+, then finally syn-fusion of CH+. Fusion of CH- (𝜋-donors) donates electron density to the s- indacene core, accelerating the paratropic ring current. The effect is stronger in the syn-fused orientation and weaker in the anti-fused orientation, which can be rationalized with the ideas of linear vs cross conjugation for 𝜋-donating heterocycles and arrow pushing rational proposed by Warren et. al.98 Conversely, anti-fusion of CH+ (𝜋-withdrawing/hole-donor) accelerates and globalizes the ring current, which is backed by the NPA-generated resonance structure (Figure 2.3e) and highly negative NICS value for ring A. Syn-fusion of CH+ results in localized ring current on the 5-membered ring of the heterocycle (to stabilize the positive charge), which reduces ring current strength of the s-indacene core. NICS(1)zz values for rings A and B are interpreted as ring current strength, where positive values indicate a paratropic ring current and negative values indicate a diatropic ring current, with unsubstituted s-indacene for reference (Figure 2.3d). The 𝜋-Electron density at the 2 and 6 carbons in (c), (d), and (e) relates to a topological charge stabilization argument discussed further in the following section. 2.3 The Donor-Acceptor Topological Charge Argument The difference in fusion-dependent magnetic property trends for the 𝜋-donating heterocycle-fused s-indacene derivatives is explained by an arrow pushing and resonance structure rational, but the effects of the 𝜋-withdrawing/hole-donating heterocycle-fused s- indacene derivatives are not. Both can be explained by applying donor/acceptor assignments to the s-indacene core and both peripheral heterocycles, in combination with the rules of topological charge stabilization. The symmetrically fused 𝜋-donating heterocycles act as donors, and the s-indacene-core acts as an acceptor in a D-A-D triad. Increased electron density (donated by the heterocycles) is pulled by the 𝜋-accepting s- indacene core toward it’s points of preferred highest topological charge (C2 and C6 42 positions). When the 𝜋-donating heterocycles are syn-fused, the preferred topological charge arrangement for s-indacene is obstructed by the topological charge preferences of the heterocycle, increasing the strength of the paratropic (counterclockwise) current toward the C2 and C6 positions of s-indacene. When the 𝜋-donating heterocycles are fused anti, the preferred topological charge arrangement for s-indacene is enforced, which does not induce a pull, and is relatively stabilizing. The symmetrically fused 𝜋-accepting heterocycles act as acceptors, and the s-indacene-core acts as a donor in a A-D-A triad. When the 𝜋-accepting heterocycles are syn-fused, the preferred topological charge arrangement for s-indacene is obstructed by the topological charge preferences of the heterocycle, but the reversed bond dipole between the heteroatom and C2/6 atom pulls electron density from the s-indacene ring current decreasing the strength of the paratropic (counterclockwise) current. When the 𝜋-accepting heterocycles are anti-fused, the preferred topological charge arrangement for s- indacene is enforced by the topological charge preferences of the heterocycle, but the reversed bond dipole between the heteroatom donates holes to the s-indacene ring current increasing the strength of the diatropic (clockwise) current (Figure 2.4). Figure 2.4. (a) and (b) Topological charge points of high electron density (C2/6 of s- indacene) are marked with black circles, syn-fusion are highlighted in green and anti-fusions are highlighted in green, and bond dipoles represented by arrows to and from 𝜋-donor and acceptor heteroatoms. (c) Top, syn-fusion of 𝜋-donor heterocycles result in an antiaromatic resonance structure. Bottom, anti-fusion of 𝜋-donor heterocycles result in an aromatic resonance structure. (d) Top, syn-fusion of 𝜋-acceptor heterocycles result in an antiaromatic resonance structure with electron deficient s-indacene core. Bottom, anti-fusion of 𝜋-donor heterocycles result in a globally antiaromatic resonance structure with double fulvalene-like rings. D D Mes Mes D D Mes Mes D D Mes Mes D D Mes Mes A A Mes Mes A A Mes Mes A A Mes Mes A A Mes Mes D D A A (a) (c) (b) (d) 43 The proposed arrow pushing and resulting resonance structures for the 𝜋-donating heterocycles above and those found in the computational study by Warren et. al both agree with previously published experimental and computational results (for 1, 2, 5, 6) and unpublished results for 19 and 20. However, the above proposed rationalizations above differ in that they include donation from both heteroatoms to the core in a D-A-D triad, are backed by Gimarc’s rule of topological charge stabilization, GIMIC plots, and calculations of 𝜋-electron density at C2/6 using extended Hückel theory (Figure 2.3). Additionally, this expansion includes the 𝜋-accepting heterocycles and can be extrapolated to include the asymmetric heterocycle-fused-s-indacene derivatives (7-14) as well (Figure 2.6). A final argument in favor of this expanded rational is provided by further arrow pushing of the resonance structures for the .𝜋-accepting heterocycles to the “bond-flipped” structures found in the crystal XRD data for 3 and 4, and geometry optimizations of 11-14 (Figure 2.5).79,123 Figure 2.5. Arrow pushing through to bond-localized ground state structures reflected in the previously published data for all s-indacene derivatives with fused 𝜋-acceptor heterocycles, (a) syn-fusion and (b) anti-fusion. To quote Gimarc, “From a pattern of charge densities once can see immediately what is favorable of destabilizing about a particular arrangement of atoms.” The resonance structures from the initial arrow push (Figures 2.4 and 2.5) are representative of the delocalized excited state, and reflect the ring current densities depicted in the GIMIC plots because the delocalized (antiaromatic) state is stabilized by a magnetic field. 𝜋-Electron density at the 2 and 6 carbons (C2/6) calculated using extended Hückel theory, can be used to explain the relative strength of each fusion type and donor type. Syn-fusion of the 𝜋- donating heterocycles opposes the preferred topological charge arrangement for s-indacene, which destabilizes the molecule and increases the strength of the paratropic ring current in A A Mes Mes A A Mes Mes A A Mes Mes A A Mes Mes A A Mes Mes A A Mes Mes (a) (b) 44 the delocalized state. The negative charge preferentially held at C2/6 by native s-indacene is decreased (opposed) by the syn-fusion of 𝜋-donating heterocycles in order with donating character (N>O>CH->S), and increased (enforced) by the anti-fusion of 𝜋-donating heterocycles in order with electronegativity (O>N>S>CH-) (Figure S34, appendix). The negative charge preferentially held at held at C2/6 by native s-indacene is decreased (opposed) by the syn-fusion and anti-fusion of 𝜋-accepting heterocycles in order with 𝜋- accepting ability. CH+ is the strongest 𝜋-acceptor with a formal positive charge, followed by BH with an empty p-orbital and trigonal planar geometry (well situated to withdraw from the sp2 hybridized carbons). SO2 is the weakest 𝜋-acceptor because it is larger than the carbon atoms and further bent out of orbital alignment with the planar ring by it’s tetrahedral geometry. These statements are corroborated by previously reported NICS1.7𝜋zz calculations, which as previously mentioned, are representative of the pz orbital contributions to the ring current and magnetic properties of the molecules. They are also reflected in the NICS(1)zz calculations, which include more of the sigma contributions, which is relevant because inductive effects occur through sigma bonds. 45 The arrow pushing rational for the donor-acceptor-fused-s-indacenes (11-14) in seen below in Figure 2.6, can be related to bipolar junction transistors through a figurative analogy. The relative energy levels of the calculated HOMO (𝜋-electron donation) and LUMO (𝜋-electron accepting) for the heterocycles and s-indacene core can be thought of as a Figure 2.6. (a) syn-syn IBFBTS (11) has the least favorable zwitterionic resonance structure with the negative charge localized on the apical carbon because the alternative is to break the aromaticity of the outer benzene ring on the sulfone side. (b) syn-anti IBFBTS (12), and (c) anti-syn IBFBTS (13). (d) anti-anti IBFBTS (14) passes through the most favorable center zwitterionic resonance structure. The right most resonance structure for all four isomers is reflected in the bond length alternation calculations found in the appendix. Syn-fusions are highlighted in green, and anti-fusions are highlighted in pink. potential energy gradient in across a transistor. In this analogy, the donor heterocycle is always syn-fused and it donates from the HOMO, the acceptor heterocycle is always anti- fused, and accepts from the LUMO. The s-indacene core is either a donor or acceptor depending on the fusion of the heterocycles, so 11 is a D-A-D triad from the furan to sulfone, 12 is a D-A-A, 13 is A-D-D, and 14 is A-D-A. (a) (b) (c) (d) SO Mes Mes O O S O Mes Mes OO S O OO O S Mes Mes O O Mes Mes O S Mes Mes O O SO OO Mes Mes S O OO Mes Mes S O Mes Mes O O S O Mes Mes O O O S Mes Mes O O SO Mes Mes O O S O Mes Mes OO 46 The transistor analogy would be 11 as a N-P-N junction, with a steeper potential energy gradient on one side, but would not transfer charge well from N to N. 12 would be a N-P junction with a constant negative potential gradient and would transfer charge well from N to P. 13 would be a reversible P-N junction, and would transfer charge well if the sulfone could 𝜋-donate (increased e- doping of the N, or increased hole doping of the P side). There is some experimental evidence to suggest charge transfer is induced with the addition of acid or water in DMF for 13. Addition water could provide additional electron density to the syn- fused sulfone through dipole-dipole interactions (additional e- doping of the N side of the junction), facilitating charge transfer from the core to the furan side, which is stabilized by hydrogen bonding between the oxygen of the furan moiety and water (additional hole doping of the P side). Addition of acid in this analogy would be reversing the P and N sides of the junction. Hole doping of the formerly N side (syn-fused sulfone) to induce e- donation from the formerly P side of the junction (anti-fused furan) facilitates inductive withdraw stabilized by H+ in solution at the partial negative charge on the oxygen atom of the sulfone (Figure 2.7). Figure 2.7. (a) addition of formic acid in DMF induces a solvatochromic shift, reminiscent of those in 12 and 14. (b) addition of water in DMF induces a bathochromic shift, presumably in the opposite direction across the molecule (sulfone to furan). 14 would be a P-N-P junction, with a steeper potential energy gradient to one side, which could induce a steady gradient from P to P. This analogy is reasonable because the amphoteric redox properties of s-indacene based molecules imply the core could act as either a donor (N-type) or acceptor (P-type), but the trend of decreasing reduction potentials 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 300 400 500 600 700 800 N or m al iz ed A bs or ba nc e (a .u .) Wavenumber (nm) 40 uL AS Sulfone + 10uL acid + 50 uL acid + 90 uL acid + 150 uL acid + 200 uL acid + 300 uL acid + 400 uL acid + 500 uL acid + 600 uL acid + 700 uL acid + 800 uL acid 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 300 400 500 600 700 800 N or m al iz ed A bs or ba nc e (a .u .) Wavenumber (nm) 70 uL AS Sulfone + 10 uL di water + 50 uL di water + 100 uL di water + 200 uL di water + 300 uL di water + 400 uL di water + 500 uL di water + 600 uL di water + 800 uL di water + 1000 uL di water SO Mes Mes O O O S O O Mes Mes HH(a) (b) SO Mes Mes O O SO Mes Mes O O HO HOH2 OH2 OH2 47 with increasing antiaromaticity imply they are better acceptors than donors. This offers a possible explanation for the lack of charge transfer observed in 11, if the N part of the junction offers a local energy well (strong binding energy) charge donated from the heterocycles will collect in the core instead of transferring across the molecule. And rationalizes the strength of the charge transfer observed in 14 (along with the pro-aromatic resonance structure), which has an anti-fused (withdrawing in the analogy) donor moiety. The remainder of the experimentally observed properties of these molecules (11-14) and their unoxidized asymmetric precursors (7-10) are discussed at length in the following chapter. If we think about structure property relationships in the context of Hammett values, we could think of it as a cause-and-effect relationship, and maybe we can relate all of this to pKa values at some point in the future. If the defining characteristic of antiaromatic molecules is the magnetic properties (paratropic ring current), and the property is the effect, then the structure is the cause. 48 CHAPTER III DONOR/ACCEPTOR-FUSED-S-INDACENE DERIVATIVES This chapter includes previously published and co-authored materials from Demachkie, I. S.; Miller, M. P.; Warren, G. I.; Barker, J. E.; Strand, E. T.; Zakharov, L. N.; Haley, M. M. Intramolecular Charge Transfer in Antiaromatic Donor/Acceptor-Fused s-Indacenes. Angew. Chem. Int. Ed. 2024, e202420989. This manuscript was written by me with editorial assistance from Dr. Josh Barker, Dr. Gabrielle Warren, and Prof. Michael M. Haley. The project in this chapter was initially conceived by Dr. Josh Barker. The synthetic adaptation to make isolation of the target molecules possible and investigative methods were conceived and carried out by me, along with the entirety of published and unpublished experimental work. The computational work in this chapter was performed by Michael Miller and me, crystallographic measurements were performed by Lev N. Zakharov. 3.1 Introduction Antiaromaticity refers to a class of organic molecules with 4n π-electrons in a planar, conjugated ring.24,25,124,125 s-Indacene (12 π-electrons in a planar, conjugated 3-ring scaffold) can be effectively stabilized through aromatic ring fusion to the outer five-membered rings, and the reactive apical carbons can be kinetically blocked with bulky substituents. A general modification (oxidation).126 Previous studies have incorporated heterocycles (benzothiophene, benzofuran) as part of the outer aromatic rings, e.g., 1-6 (Figure 3.1c).62,79,127 By varying the fusion orientation (Figure 3.1b) from anti- (where the heteroatom is fused on the opposite side of the scaffold from the apical carbon of the five- membered ring) to syn- (where the heteroatom is on the same side as the apical carbon), we could further tune molecular properties within a set of regioisomers. synthetic method for s-indacene derivatives permits fine-tuning of molecular properties through early-stage (identity of the fused peripheral aromatics) or late-stage synthetic modification (oxidation).126 Previous studies have incorporated heterocycles (benzothiophene, benzofuran) as part of the outer aromatic rings, e.g., 1-6 (Figure 3.1c).62,79,127 By varying the fusion orientation (Figure 3.1b) from anti- (where the heteroatom is fused on the opposite side of the scaffold from the apical carbon of the five-membered ring) to syn- (where the 49 heteroatom is on the same side as the apical carbon), we could further tune molecular properties within a set of regioisomers. Figure 3.1. (a) Generic and abbreviated s-indacene retrosynthesis for tuning by fusion. (b) Generic benzoheterocycle-fused s-indacene with labelled apical carbons; syn-fusion is highlighted in blue and anti-fusion is highlighted in red. (c) Previously reported symmetric benzoheterocycle-fused s-indacenes. Many of the same properties that make antiaromatic compounds attractive for organic electronics are also associated with donor-acceptor (D/A) molecules. Incorporation of D/A motifs is a popular design strategy in improving aromatic scaffolds for use in organic electronics because it can facilitate intramolecular charge transfer (ICT),128,129 which is the functional basis for many semiconducting and optoelectronic devices.130,131 ICT is a fundamental process in photochemistry where upon excitation, electron density flows from a donor group through a covalently linked s- or π-bridge to an acceptor group.132 ICT results in molecular properties such as an extension of the absorption spectrum, a decrease in the HOMO-LUMO energy gap, and amphoteric redox behavior. ICT can be tuned by the identity and strength of the donor and acceptor groups, the length of the π-bridge, bond length alternation in the π-bridge, and the ways in which the donor, bridge, and acceptor are connected.133,134 Conductivity is defined as the ratio of current density in a material to the electric field. ICT is the flow of electron density from a donor group through a covalently XX R R apical carbon apical carbon Ar Ar R R EtO2C CO2Et Ar Ar X X X XR R R R (a) (b) (c) 1: x = S, 3: x = SO2, 5: x = O 2: x = S, 4: x = SO2, 6: x = O 50 linked s- or π-bridge to an acceptor group within a molecule. The corrolation between antiaromaticity and conductivity has been investigated via single molecule conductance measurements several times across different systems. To the best of our knowledge this is the first study that has been able to correlate increasing antiaromaticity with increasing intramolecular charge transfer. Several groups have incorporated donor and/or acceptor groups onto antiaromatic scaffolds, but almost always as either a D-A-D or A-D-A triad with the paratropic core as either the acceptor or donor unit.135–141 Molecular property tuning is limited to the identity of the donor or acceptor groups, and evidence of ICT has been weak. Recently, the London group appended donor and acceptor groups on two isomers of monobenzopentalene and observed some evidence of donor-acceptor character, although this was not the focus of the work.142 Das and co-workers were able to desymmetrize an indeno[2,1-c]fluorene (IF) with donor- and acceptor-functionalized R groups, with one derivative showing modest evidence of charge transfer (~10 nm solvatochromic shift), which is noteworthy considering the limited conjugation between the planar core and the orthogonal aryl groups; however, the authors noted the synthesis was difficult.143 To the best of our knowledge, there are no published examples of antiaromatic molecules with fused donor and acceptor groups. Recent studies focused on novel D/A aromatic topologies suggest electronic interactions between the donor and acceptor groups may be greatly enhanced if they are fused coplanar to the π-conjugated bridge; however, such structures have proven elusive.[36] Figure 3.2. Eight new unsymmetrical benzoheterocycle-fused s-indacenes, IBFBTs 7-10 and IBFBTSs 11-14; colored 5-membered rings denote the four possible substitution patterns of asymmetric heterocycle fusion on the s-indacene core (green syn-fusion, pink anti-fusion. 51 Herein, we report the synthesis and characterization of a family of unsymmetrical, antiaromatic indacenobenzofuran-benzothiophenes (IBFBTs 7-10, Figure 3.2). Late-stage oxidation transforms the thiophene into an acceptor motif, furnishing all four D/A isomers (IBFBTSs 11-14) that, depending on the fusion orientation of the benzofuran donor and benzothiophene-S,S-dioxide acceptor, show varying degrees of antiaromaticity and ICT character. The previously reported sets of symmetric benzoheterocycle-fused s-indacenes (1-6)62,79,127 provide standards for the impact of each heterocycle and its fusion orientation on the antiaromaticity and molecular properties of the s-indacene scaffold, thus permitting a thorough, rationally designed study of desymmetrization of the paratropic s-indacene core, as well as any interplay between antiaromaticity and ICT. Notably, analogous studies with benzoheterocycles fused to aromatic motifs such as naphthalene (10 π-electrons) or anthracene (14 π-electrons), most comparable to s-indacene, have not been reported. As Anthony showed in 2004, creating heterocycle-fused acenes is a significant synthetic challenge, as the double Aldol condensation to generate the eventual anthracene core leads to an inseparable syn/anti mixture.144 While Tykwinski was able to prepare isomerically- pure syn-thiophene145 and syn-benzothiophene regioisomers, their syntheses were considerably more involved.145 Importantly, none of the routes are amenable to installing different heterocycles on either side of the aromatic core, thus highlighting the precision synthetic chemistry used to construct 11-14. 3.2 Results and Discussion 3.2.1 Molecular Design and Solid-State Structures. The synthesis of symmetric IFs and their benzoheterocycle analogues (1-6, Figure 1a) typically begins with a Pd-mediated Suzuki cross-coupling of arylboronic acids or arylboronate esters to diethyl 2,5-dibromoterephthalate. This modular route is readily adaptable to desymmetrization, as we previously disclosed using diethyl 2-bromo-5- chloroterephthalate (19) with Pd(PPh3)4 as the catalyst to gain regioselectivity in the initial cross-coupling step with phenylboronic acid.146 For this current family of molecules, the bromo/chloro reactivity difference in the initial oxidative addition step on 19 was insufficient, as a small amount of double-coupled product was also produced, which proved exceedingly difficult to separate from the desired mono-coupled material. Rather, the 52 revised synthesis (In 2) begins with an aromatic Finkelstein reaction to convert 19 to the more reactive diethyl 2-chloro-5-iodoterephthalate (20). Suzuki cross-coupling with either 3- (15) or 2-benzothiopheneboronic acid pinacolate ester (16) using third generation Buchwald pre-catalyst yielded chlorides 21 and 22, respectively, with no evidence of double- coupled material. Each chloride was then cross-coupled with 3-benzofuranboronic acid pinacolate ester (17) or 2-benzofuranboronic acid (18) to furnish diesters 23-26 in moderate to good yields. Each diester was subsequently saponified and subjected to Friedel- Crafts acylation to afford the poorly soluble diketones 27-30. Nucleophilic addition of the mesityl units to each dione introduced the protecting groups for the apical carbons, followed by a SnCl2-mediated reductive dearomatization to give the four asymmetric IBFBT regioisomers 7-10. Because of the rapid decomposition of anti-IDBF 6 to its ring-opened form,62 we were unsure of the stability of anti/anti-IBFBT 10; however, inclusion of one benzothiophene provides a stabilizing effect. All four parent isomers are stable for months at –20 °C and up to several weeks at 20 °C. IBFBTs 7-10 were subsequently subjected to mCPBA oxidation to yield their sulfone analogues (IBFBTSs) 11-14 in modest yields. All four sulfones are acid sensitive, which is partially responsible for the lowered yields. Similar to anti-IDBF 6, anti/anti-IBFBTS 14 began to decompose upon oxidation and is extremely acid sensitive, as the stabilizing effect of the thiophene in 10 is significantly reduced upon oxidation. 53 Scheme 2. Synthesis of IBFBTs 7-10 and late-stage oxidation to IBFBTSs 11-14. Several groups have utilized asymmetry as a means of creating a dipole moment and exploiting this property to influence solubility, solid-state packing, and polarizability;147,148 thus, we sought insight into the molecular structures of the asymmetric s-indacene derivatives via single-crystal X-ray diffraction (XRD). Slow evaporation of a CHCl3 solution of 10 gave deep violet crystals, whereas layering pentanes over CH2Cl2 provided dark blue crystals of 8. The XRD structure of 10 (Figure 3.3a) r