International Enforcement Cooperation in Cases of Cross-Border Market Misconduct in View of Regulatory Gaps and Overlaps

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Date

2020-07-01

Authors

Yamamoto, Masamichi

Journal Title

Journal ISSN

Volume Title

Publisher

University of Oregon School of Law

Abstract

An increase in cross-border securities transactions has resulted in a heightened need for international cooperation. Many issues, however, may arise when multiple securities regulators simultaneously try to enforce their securities regulations. This Article focuses on one of these issues, regulatory overlaps and gaps, and proposes how securities regulators change the current cooperation framework.

Description

36 pages

Keywords

Business law, Securities regulation, International cooperation

Citation

21 Or. Rev. Int'l L. 39